Compliance Specialist Jobs in Riverwoods, IL
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Chief Compliance Officer, Zurich North America
- Schaumburg, IL (14 miles from Riverwoods, IL)
- 2 days ago
- Schaumburg, IL (14 miles from Riverwoods, IL)
- 2 days ago
Zurich North America is seeking a Chief Compliance Officer. The Chief Compliance Officer is responsible for identifying, managing, and mitigating regulatory, ethics and corporate governance risks...
Sr. Security Governance, Risk & Compliance Analyst - Paze
- Chicago, IL (21 miles from Riverwoods, IL)
- 2 days ago
- Chicago, IL (21 miles from Riverwoods, IL)
- 2 days ago
At Early Warning, we've powered and protected the U.S. financial system for over thirty years with cutting-edge solutions like Zelle, Paze, and so much more. As a trusted name in payments, we...
Enterprise Risk & Compliance Analyst
- Chicago, IL (21 miles from Riverwoods, IL)
- 4 days ago
- Chicago, IL (21 miles from Riverwoods, IL)
- 4 days ago
The Enterprise Risk and Compliance Analyst is responsible for supporting Avants risk management and assurance programs. The position requires both an understanding of compliance frameworks and is...
Principal Regulatory Affairs Specialist, Pharmaceutical Products (Hybrid)
- Cary, IL (18 miles from Riverwoods, IL)
- 4 days ago
- Cary, IL (18 miles from Riverwoods, IL)
- 4 days ago
Work Flexibility: Hybrid We are currently seeking a Principal Regulatory Affairs Specialist, ( Pharmaceutical Products ) to join our Medical Division. This is a Hybrid role based in Cary,...
Compliance Officer - Risk Based Testing
- Rosemont, IL (12 miles from Riverwoods, IL)
- 4 days ago
- Rosemont, IL (12 miles from Riverwoods, IL)
- 4 days ago
Wintrust is a financial holding company with approximately $62 billion in assets whose common stock is traded on the NASDAQ Global Select Market. Guided by its Different Approach, Better Results...
Senior Regulatory Compliance Analyst
- Chicago, IL (21 miles from Riverwoods, IL)
- 7 days ago
- Chicago, IL (21 miles from Riverwoods, IL)
- 7 days ago
To get the best candidate experience, please consider applying for a maximum of 3 roles within 12 months to ensure you are not duplicating efforts. Job Category Global Affairs Job Details About...
- Chicago, IL (21 miles from Riverwoods, IL)
- 9 days ago
- Chicago, IL (21 miles from Riverwoods, IL)
- 9 days ago
This job was posted by : For more information, please see: Job#: 2068863 Job Description: Position Overview:We are seeking an experienced Compliance Auditor to join our team. The ideal candidate...
Principal Regulatory Compliance Specialist
- Lake Forest, IL (4 miles from Riverwoods, IL)
- 11 days ago
- Lake Forest, IL (4 miles from Riverwoods, IL)
- 11 days ago
The Opportunity Our location at Lake Forest, IL is looking for a Principal Regulatory Compliance Specialist....
- Chicago, IL (21 miles from Riverwoods, IL)
- 12 days ago
- Chicago, IL (21 miles from Riverwoods, IL)
- 12 days ago
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud...
US Regional Compliance Officer - Credit Ratings
- Chicago, IL (21 miles from Riverwoods, IL)
- 14 days ago
- Chicago, IL (21 miles from Riverwoods, IL)
- 14 days ago
The Role: As the US Regional Compliance Officer (RCO) and Designated Compliance Officer (DCO) of Morningstar DBRS (MDBRS), you will play a pivotal role in establishing and maintaining a robust...
Senior Compliance Consultant(Underwriting)
- Chicago, IL (21 miles from Riverwoods, IL)
- 16 days ago
- Chicago, IL (21 miles from Riverwoods, IL)
- 16 days ago
You have a clear vision of where your career can go. And we have the leadership to help you get there. At CNA, we strive to create a culture in which people know they matter and are part of...
- Chicago, IL (21 miles from Riverwoods, IL)
- 16 days ago
- Chicago, IL (21 miles from Riverwoods, IL)
- 16 days ago
WHO WE AREHeadquartered in the historic Chicago Board of Trade, PEAK6 Capital Management is a proprietary options trading firm that has been defining the industry for more than 25 years. While...
Senior Material Compliance Associate
- Chicago, IL (21 miles from Riverwoods, IL)
- 22 days ago
- Chicago, IL (21 miles from Riverwoods, IL)
- 22 days ago
In addition to the base salary, Amgen offers a Total Rewards Plan, based on eligibility, comprising of health and welfare plans for staff and eligible dependents, financial plans with opportunities...
Regulatory Affairs Specialist - Drug/Cosmetic
- Northfield, IL (7 miles from Riverwoods, IL)
- 24 days ago
- Northfield, IL (7 miles from Riverwoods, IL)
- 24 days ago
Job Summary Under general supervision, the Regulatory Specialist is responsible for planning and executing regulatory activities necessary to bring new Over-the-Counter (OTC) Drugs and Cosmetics...
- Niles, IL (10 miles from Riverwoods, IL)
- 30+ days ago
- Niles, IL (10 miles from Riverwoods, IL)
- 30+ days ago
THE OPPORTUNITY: We are seeking a highly motivated and detail-oriented individual to join our team as a Regulatory Affairs Specialist for a 9 month contract. We are seeking an experienced...
Demographic Data for Riverwoods, IL
Moving to Riverwoods, IL? Find some basic demographic data about Riverwoods, IL below.
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Salary for Compliance Specialist Jobs in Riverwoods, IL
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Riverwoods, IL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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