Compliance Specialist Jobs in Iowa
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
University of Iowa Health Care is recognized as one of the best hospitals in the United States and is Iowa's only comprehensive academic medical center and a regional referral center. Each day...
Principal Specialist, Compliance Cost Analyst (Remote)
- Iowa City, IA
- 2 days ago
- Iowa City, IA
- 2 days ago
Date Posted:** 2025-03-07 **Country:** United States of America **Location:** HIA99: Field Office - IA Remote Location, Remote City, IA, 50301 USA **Position Role Type:** Remote Are you a...
Remote WorkBring YOUR energy to Alliant Energy! At Alliant Energy, our purpose is to serve customers and build stronger communities. We are passionate about powering beyond the market challenges of today,...
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Senior Lead Compliance Officer - RIM MCR Tool
- West Des Moines, IA
- 17 days ago
- West Des Moines, IA
- 17 days ago
Wells Fargo Senior Lead Compliance Officer - RIM MCR Tool in WEST DES MOINES , Iowa About this role: Wells Fargo is seeking a Senior Lead Compliance Officer for RIM MCR Tool as part of Corporate...
BSA Compliance Officer SUMMARY: The BSA Compliance Officer will be responsible for developing, implementing, and administering the Bank’s BSA/AML program to ensure compliance with the Bank...
Government Funding Compliance Consultant - Director
- Des Moines, IA
- 28 days ago
- Des Moines, IA
- 28 days ago
Industry/Sector Not Applicable Specialism Fraud, Investigations & Regulatory Enforcement (FIRE) Management Level Director Job Description & Summary At PwC, our people in risk and compliance focus...
We are looking to add a Sr. Compliance Consultant to join our Creative Risk Solutions team in Waukee, IA. Candidates thrive in our environment when they harness their collaborative mindset, strong...
Compliance Consultant Iowa, United States What You Can Expect In This Role Responsible for performing detailed research and review of regulatory requirements and addressing changes for the...
Demographic Data for Iowa
Moving to Iowa? Find some basic demographic data about Iowa below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Specialist Jobs in Iowa
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Iowa offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Employment Law
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Balance Sheets
- Securities and Exchange Commission
- Federal Acquisitions Regulations (FAR)
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Lending
- Client Relationships
- Cost Accounting
- Financial Analysis
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Due Diligence
- Fraud Investigation
- Acquisitions
- Resolution
- Finance
- Change Management
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Implementation
- Decision Making
- Auditing
- Investigation
- Consulting
- Written Communication
- Collaboration
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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