Compliance Specialist Jobs in Annapolis, MD
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
- Baltimore, MD (21 miles from Annapolis, MD)
- 23 hours ago
- Baltimore, MD (21 miles from Annapolis, MD)
- 23 hours ago
First Home Mortgage Corporation has an entry-level, full-time remote position available for a Compliance Associate. This individual be responsible for ensuring our marketing and social media...
Sr. Compliance Auditor Trainer Johns Hopkins University
- Baltimore, MD (21 miles from Annapolis, MD)
- 1 day ago
- Baltimore, MD (21 miles from Annapolis, MD)
- 1 day ago
We are seeking a Sr. Compliance Auditor Trainer who will provide on-going training and support to physicians, non-physician providers, professional fee billing staff, clinic staff, administrators,...
Regulatory Affairs Specialist/Senior RA Specialist (East Coast preferred)
- Baltimore, MD (21 miles from Annapolis, MD)
- 2 days ago
- Baltimore, MD (21 miles from Annapolis, MD)
- 2 days ago
Corza Medical Regulatory Affairs Specialist/Senior RA Specialist (East Coast preferred) in Baltimore , Maryland Regulatory Affairs Specialist/Senior RA Specialist (East Coast preferred) Location...
IT Security Risk and Compliance Analyst II
- Silver Spring, MD (24 miles from Annapolis, MD)
- 3 days ago
- Silver Spring, MD (24 miles from Annapolis, MD)
- 3 days ago
California, US residents click here. The job details are as follows: Who we are We are the first publicly-traded biotech or pharmaceutical company to take the form of a public benefit corporation....
Compliance Officer AGENCY GRANTS SPECIALIST II Recruitment #2... DEPARTMENTDepartment of Service and Civic Innovation - A DATE OPENED3/6/2025 06:40:00 AM FILING DEADLINE3/21/2025 11:59:00 PM...
Compliance Officer (AGENCY GRANTS SPECIALIST II) - #25-000807-0002
- Baltimore, MD (21 miles from Annapolis, MD)
- 7 days ago
- Baltimore, MD (21 miles from Annapolis, MD)
- 7 days ago
Introduction This is a merit/regular, skilled services position with the State of Maryland with full health benefits. Agency Mission Whether they're preparing our state for climate change,...
- Baltimore, MD (21 miles from Annapolis, MD)
- 8 days ago
- Baltimore, MD (21 miles from Annapolis, MD)
- 8 days ago
Review marketing materials for a range of investment solutions, including mutual funds, UCITS, alternative asset classes (private equity, hedge funds, and real estate investments), fixed income and...
Risk and Compliance Associate (34-40 Hours/week)
- College Park, MD (20 miles from Annapolis, MD)
- 19 days ago
- College Park, MD (20 miles from Annapolis, MD)
- 19 days ago
What you'll need to have • 1 year work experience • Retail experience in safety, security, or loss prevention preferred • High School Diploma or equivalent Candidates in Oregon, New York, and St....
FINANCIAL COMPLIANCE AUDITOR I Recruitment #2... DEPARTMENTSBE General Administration DATE OPENED2/11/2025 9:38:00 PM FILING DEADLINE2/25/2025 11:59:00 PM SALARY$60,987.00 - $98,313.00/year...
Government Funding Compliance Consultant - Director
- Baltimore, MD (21 miles from Annapolis, MD)
- 28 days ago
- Baltimore, MD (21 miles from Annapolis, MD)
- 28 days ago
Industry/Sector Not Applicable Specialism Fraud, Investigations & Regulatory Enforcement (FIRE) Management Level Director Job Description & Summary At PwC, our people in risk and compliance focus...
Safety Compliance Officer (Administrative Analyst II) - County Administration, Risk Management
- Columbia, MD (23 miles from Annapolis, MD)
- 30+ days ago
- Columbia, MD (23 miles from Annapolis, MD)
- 30+ days ago
Safety Compliance Officer (Administrative Analyst II) - County Administration, Risk Management Salary $75,903.00 - $146,160.00 Annually Location Columbia, MD Job Type Full Time Job Number 25-00542...
Program Compliance Officer II (NCS) - Mayor's Office of Homeless Services
- Baltimore, MD (21 miles from Annapolis, MD)
- 60+ days ago
- Baltimore, MD (21 miles from Annapolis, MD)
- 60+ days ago
THIS IS A NON-CIVIL SERVICE POSITION POSTING DATE: 1/13/2025 SALARY RANGE: $74,803.00 - $119.684.00 Annually BACKGROUND CHECK Eligible candidates under final consideration for appointment to...
Auditor (FINANCIAL COMPLIANCE AUDITOR I)
- Baltimore, MD (21 miles from Annapolis, MD)
- 90+ days ago
- Baltimore, MD (21 miles from Annapolis, MD)
- 90+ days ago
Introduction \n\nOPEN TO ALL QUALIFIED APPLICANTS\n\nThis is a position specific recruitment. The resulting certified eligible list may be used to staff several current and future vacancies for...
Auditor (FINANCIAL COMPLIANCE AUDITOR I) (Compliance Division) - #24-004539-0004
- Baltimore, MD (21 miles from Annapolis, MD)
- 90+ days ago
- Baltimore, MD (21 miles from Annapolis, MD)
- 90+ days ago
Introduction OPEN TO ALL QUALIFIED APPLICANTS This is a position specific recruitment. The resulting certified eligible list may be used to staff several current and future vacancies for this...
Sr. Compliance Auditor Trainer
- Baltimore, MD (21 miles from Annapolis, MD)
- 90+ days ago
- Baltimore, MD (21 miles from Annapolis, MD)
- 90+ days ago
Requisition ID: 114529 Sr. Compliance Auditor Trainer We are seeking a Sr. Compliance Auditor Trainer who will provide on-going training and support to physicians, non-physician providers,...
Demographic Data for Annapolis, MD
Moving to Annapolis, MD? Find some basic demographic data about Annapolis, MD below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Specialist Jobs in Annapolis, MD
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Annapolis, MD offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Employment Law
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Balance Sheets
- Securities and Exchange Commission
- Federal Acquisitions Regulations (FAR)
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Lending
- Client Relationships
- Cost Accounting
- Financial Analysis
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Due Diligence
- Fraud Investigation
- Acquisitions
- Resolution
- Finance
- Change Management
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Implementation
- Decision Making
- Auditing
- Investigation
- Consulting
- Mentoring
- Written Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Specialist Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Impress Employers with These Finance Certifications
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Read article »