Compliance Specialist Jobs in Maplewood, MN
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Lead Internal Compliance Auditor
- Vadnais Heights, MN (5 miles from Maplewood, MN)
- 5 hours ago
- Vadnais Heights, MN (5 miles from Maplewood, MN)
- 5 hours ago
Working Title: Lead Internal Compliance Auditor** **Job Class: Auditor Principal** **Agency: Human Services Dept** + **Job ID** : 85626 + **Location** : Vadnais Heights + **Telework Eligible** :...
Associate Regulatory Affairs Specialist - Cardiac Surgery
- Minneapolis, MN (12 miles from Maplewood, MN)
- 9 hours ago
- Minneapolis, MN (12 miles from Maplewood, MN)
- 9 hours ago
We anticipate the application window for this opening will close on - 25 Apr 2025 At Medtronic you can begin a life-long career of exploration and innovation, while helping champion healthcare...
Senior Compliance Risk Analyst
- Saint Paul, MN (5 miles from Maplewood, MN)
- 2 days ago
- Saint Paul, MN (5 miles from Maplewood, MN)
- 2 days ago
At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
Principal Regulatory Affairs Specialist
- Eden Prairie, MN (20 miles from Maplewood, MN)
- 2 days ago
- Eden Prairie, MN (20 miles from Maplewood, MN)
- 2 days ago
Principal Regulatory Affairs Specialist LinkedIn Twitter Email Message Share Why Join Bracco Medical Technologies? At Bracco Medical Technologies, every employee has an impact on our Mission to...
- Minneapolis, MN (12 miles from Maplewood, MN)
- 3 days ago
- Minneapolis, MN (12 miles from Maplewood, MN)
- 3 days ago
Pay Range- $42/hr. -$45hr. Theyre looking for an experienced regulatory affairs professional who can independently manage post-market submissions assess changes, and collaborate across teams....
Senior Regulatory Affairs Specialist (Solventum)
- Saint Paul, MN (5 miles from Maplewood, MN)
- 6 days ago
- Saint Paul, MN (5 miles from Maplewood, MN)
- 6 days ago
Thank you for your interest in working for our Company. Recruiting the right talent is crucial to our goals. On April 1, 2024, 3M Healthcare underwent a corporate spin-off leading to the creation...
- Saint Paul, MN (5 miles from Maplewood, MN)
- 6 days ago
- Saint Paul, MN (5 miles from Maplewood, MN)
- 6 days ago
Your Future Evolves Here** Evolent partners with health plans and providers to achieve better outcomes for people with most complex and costly health conditions. Working across specialties and...
Principal Regulatory Affairs Specialist - Hybrid
- Minneapolis, MN (12 miles from Maplewood, MN)
- 7 days ago
- Minneapolis, MN (12 miles from Maplewood, MN)
- 7 days ago
We anticipate the application window for this opening will close on - 25 Apr 2025 At Medtronic you can begin a life-long career of exploration and innovation, while helping champion healthcare...
Sr. Regulatory Affairs Specialist
- Minneapolis, MN (12 miles from Maplewood, MN)
- 8 days ago
- Minneapolis, MN (12 miles from Maplewood, MN)
- 8 days ago
At Jack Link's, we feed the journey. We take pride in rolling up our sleeves and getting things done together. Fueled by creativity, passion, and a commitment to doing things the right way, we...
Senior Regulatory Affairs Specialist
- Burnsville, MN (23 miles from Maplewood, MN)
- 16 days ago
- Burnsville, MN (23 miles from Maplewood, MN)
- 16 days ago
The Career - What You Will Do Apothecary Products, LLC (APL) is seeking a talented Senior Regulatory Affairs Specialist to join our team in Burnsville, Minnesota! In this role, you will be...
Senior Risk & Compliance Analyst
- Saint Paul, MN (5 miles from Maplewood, MN)
- 17 days ago
- Saint Paul, MN (5 miles from Maplewood, MN)
- 17 days ago
Company : Highmark Health Job Description : JOB SUMMARY *This is a Hybrid role and will require you to be onsite at either our Pittsburgh, PA location, Camp Hill, PA location or Buffalo, NY...
Risk and Compliance Associate - (34-40 Hrs/wk)
- Bloomington, MN (17 miles from Maplewood, MN)
- 17 days ago
- Bloomington, MN (17 miles from Maplewood, MN)
- 17 days ago
What you'll need to have • 1 year work experience • Retail experience in safety, security, or loss prevention preferred • High School Diploma or equivalent Candidates in Oregon, New York, and St....
Regulatory Affairs Specialist II
- Maple Grove, MN (24 miles from Maplewood, MN)
- 21 days ago
- Maple Grove, MN (24 miles from Maplewood, MN)
- 21 days ago
Additional Location(s): US-MN-Maple Grove Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High Performance At Boston Scientific, well give you the opportunity to harness...
Senior Regulatory Affairs Specialist
- Stillwater, MN (9 miles from Maplewood, MN)
- 24 days ago
- Stillwater, MN (9 miles from Maplewood, MN)
- 24 days ago
Diasorin is a global leader in diagnostic solutions, pushing the boundaries of science and technology to create cutting-edge tools that improve healthcare worldwide. With a legacy spanning over 50...
Compliance Officer - FINOP's Compliance
- Minneapolis, MN (12 miles from Maplewood, MN)
- 30+ days ago
- Minneapolis, MN (12 miles from Maplewood, MN)
- 30+ days ago
Job Summary Job Description What is the opportunity? Collaborate with team members to provide oversight and advice to the organization's financial and operations departments to drive compliance...
Demographic Data for Maplewood, MN
Moving to Maplewood, MN? Find some basic demographic data about Maplewood, MN below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Specialist Jobs in Maplewood, MN
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Maplewood, MN offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Specialist Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Impress Employers with These Finance Certifications
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Read article »