Compliance Specialist Jobs in New Jersey
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Regulatory Affairs Specialist/Senior RA Specialist (East Coast preferred)
- Parsippany, NJ
- 2 days ago
- Parsippany, NJ
- 2 days ago
Corza Medical Regulatory Affairs Specialist/Senior RA Specialist (East Coast preferred) in Parsippany , New Jersey Regulatory Affairs Specialist/Senior RA Specialist (East Coast preferred)...
Title: Food Safety & Regulatory Compliance Specialist Location: Cranbury, NJ Schedule: M-F Full Time Type: Direct Hire RESPONSIBILITIES: The Food Safety & Regulatory Compliance Specialist is responsible...
Sr. Analyst, Compliance - AML ModelingBoston, United States of America The Sr. Analyst, AML Models - Compliance monitors activities to minimize the company's exposure to Compliance and AML risk....
Support the business in remaining compliant within the regulatory environment and managing their risk. Work on the identification, assessment, measurement, mitigation and monitoring of compliance...
Compliance Officer/Compliance Associate Job Title: Compliance Officer/Compliance Associate Job Description: DESCRIPTION : A New Jersey based SEC registered investment adviser (" RIA ") seeks...
Senior Regulatory Affairs Specialist, Program Lead
- New Brunswick, NJ
- 5 days ago
- New Brunswick, NJ
- 5 days ago
Employer: Auris Health, Inc.Job Title: Senior Regulatory Affairs Specialist, Program LeadJob Code: A011.485Job Location: New Brunswick, NJJob Type: Full-Time Rate of Pay: $135,000 - $160,000Job...
Remote WorkIM Transcend Sr. analyst Compliance- Function Finance- Sub function Finance Business Partners- Category Senior Analyst, Finance Business Partners (P6)- Location New Brunswick / United States of...
As an Associate on the Guidelines Middle Office team, you will play a crucial role in managing various aspects of the guideline management workflow and new issue process across different product...
Documentation Specialist CMC Job Description We are seeking an experienced Documentation Specialist with expertise in CMC and injectables. The ideal candidate will verify regulated documents via...
Summary: The Senior Compliance Auditor is primarily responsible for audit execution on dedicated Regulatory Compliance audits as well as provide coverage during Bank integrated audits. The Senior...
Compliance Administrator, Subcontractors JOB DESCRIPTION Be a part of Stonhard and be a part of something big. We are a world-leading manufacturer and installer of seamless floors, walls and...
Finance Risk Compliance - Consultant/Manager
- Florham Park, NJ
- 11 days ago
- Florham Park, NJ
- 11 days ago
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Benefits Information Full-time employees will enjoy a competitive benefits package with options for you and your family including: Paid Time Off Paid Holidays 401(k) Matching Health Insurance...
Regulatory Compliance Analyst - Investigations and Data Analysis
- Newark, NJ
- 14 days ago
- Newark, NJ
- 14 days ago
Job Order Number: DE9362523 Job Title: Regulatory Compliance Analyst - Investigations and Data Analysis Company: NJ Transit Location: Newark, NJ Salary: Education: Less Than High School...
Job Order Number: DE9346368 Job Title: Regulatory Compliance Analyst - Legal Company: NJ Transit Location: Newark, NJ Salary: Education: Less Than High School Experience: None Hours: Duration:...
Demographic Data for New Jersey
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Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Specialist Jobs in New Jersey
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in New Jersey offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Employment Law
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Balance Sheets
- Securities and Exchange Commission
- Federal Acquisitions Regulations (FAR)
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Lending
- Client Relationships
- Cost Accounting
- Financial Analysis
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Due Diligence
- Fraud Investigation
- Acquisitions
- Resolution
- Finance
- Change Management
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Implementation
- Decision Making
- Auditing
- Investigation
- Consulting
- Written Communication
- Collaboration
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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