Compliance Specialist Jobs in Cincinnati, OH
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
Senior Regulatory Affairs Specialist - Central Labs
- Highland Heights, KY (10 miles from Cincinnati, OH)
- 18 days ago
- Highland Heights, KY (10 miles from Cincinnati, OH)
- 18 days ago
ThermoFisher Scientific Senior Regulatory Affairs Specialist - Central Labs in Highland Heights , Kentucky Work Schedule Standard (Mon-Fri) Environmental Conditions Office Job Description Thermo...
Compliance Officer II-Compliance Fair Lending Testing-Remote
- Cincinnati, OH
- 30+ days ago
- Cincinnati, OH
- 30+ days ago
Make banking a Fifth Third better We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Assists...
Remote Work- Covington, KY (7 miles from Cincinnati, OH)
- 30+ days ago
- Covington, KY (7 miles from Cincinnati, OH)
- 30+ days ago
At Lendmark Financial Services, we believe the success of our company is specifically attributable to the quality of our employees and their commitment to our customers. We value each customer and...
- Erlanger, KY (11 miles from Cincinnati, OH)
- 30+ days ago
- Erlanger, KY (11 miles from Cincinnati, OH)
- 30+ days ago
Regulatory Affairs Specialist Date: Mar 5, 2025 Location: Erlanger, KY, US, 41018 Company: Perfetti Van Melle OVERVIEW Perfetti Van Melle (makers of Mentos, Airheads, Dentyne, Trident and...
- Mason, OH (15 miles from Cincinnati, OH)
- 60+ days ago
- Mason, OH (15 miles from Cincinnati, OH)
- 60+ days ago
Compliance Administrator#25-52852 Mason, OH All On-site Job Description MAJOR DUTIES AND RESPONSIBILITIES Document Management: Maintaing a comprehensive system of compliance-related documents,...
Compliance Officer Investment Risk Management
- Cincinnati, OH
- 90+ days ago
- Cincinnati, OH
- 90+ days ago
OverviewThe compliance officer, Investments/Risk Management is an experienced sole contributor that assists the chief compliance officer (CCO) in the management of compliance processes in support...
Demographic Data for Cincinnati, OH
Moving to Cincinnati, OH? Find some basic demographic data about Cincinnati, OH below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Specialist Jobs in Cincinnati, OH
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Cincinnati, OH offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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