Compliance Specialist Jobs in Ontario

A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.

Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.

1-13 of 13 Jobs

Compliance Officer, Scotia Securities Inc.

  • Toronto, ON
  • 2 days ago
  • Toronto, ON
  • 2 days ago

MFR's and non-registered staff with respect to the sales and other activities in respect of mutual funds distributed by SSI and TIFL....

Compliance Officer, LRCP

  • Toronto, ON
  • 2 days ago
  • Toronto, ON
  • 2 days ago

Application Deadline: 03/17/2025 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance The successful candidate will work with the Capital Markets Compliance team in...

Clinical Compliance Associate

  • Thunder Bay, ON
  • 3 days ago
  • Thunder Bay, ON
  • 3 days ago

Clinical Compliance Associate Job Description We are seeking a dedicated Clinical Compliance Associate to oversee the accuracy and quality of data for research projects within designated research...

Requisition ID: 219039 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose Support the Wealth Management Complaints and Investigations...

Requisition ID: 219057 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose Contribute to the overall success of the Canadian Wealth...

Application Deadline: 03/19/2025 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance Working closely with the Canadian Capital Markets (CM) CCO, Managing Director, Trade...

Health and Safety Compliance Auditor

  • Breslau, ON
  • 15 days ago
  • Breslau, ON
  • 15 days ago

JOB PURPOSE: Reporting to the Health, Safety and Wellness Manager, the Health, Safety & Wellness Compliance Auditor is responsible for providing support in all areas of health and safety. The...

Chief Compliance Officer Corpay Cross-Border Division

  • Toronto, ON
  • 21 days ago
  • Toronto, ON
  • 21 days ago

Chief Compliance Officer Corpay Cross-Border Division London, UK New York, NY, USA Peachtree Corners, GA 30092, USA Toronto, ON, Canada Virtual Req #10934 Wednesday, February 19, 2025 About...

Procurement Compliance Coordinator Co-Op

  • Milton, ON
  • 30+ days ago
  • Milton, ON
  • 30+ days ago

We are seeking a talented, energetic students to join the Procurement team in our Milton location as Procurement Compliance Coordinator Co-Op for the duration of 4 months (May 2025 August 2025)...

U.S. Chief Compliance Officer

  • Toronto, ON
  • 30+ days ago
  • Toronto, ON
  • 30+ days ago

About AGF: Founded in 1957, AGF Management Limited (AGF) is an independent and globally diverse asset management firm. Our companies deliver excellence in investing in the public and private...

Operational Compliance Associate- Thunder Bay, Ontario

  • Thunder Bay, ON
  • 45+ days ago
  • Thunder Bay, ON
  • 45+ days ago

What We Do Care Access is a unique, multi-specialty network of research sites which operates as one connected team of physician investigators, nurse coordinators, and operations managers. Our goal...

Risk and Compliance Analyst - Master's Level Internship

  • Etobicoke, ON
  • 60+ days ago
  • Etobicoke, ON
  • 60+ days ago

Job Title: Risk and Compliance Analyst - Master's Level Internship Level: Masters Level Internship Department: Finance Duration: 520 Hours (approximately 3 months) Work location: Remote (with...

Remote Work

Regulatory Affairs Specialist

  • London, ON
  • 60+ days ago
  • London, ON
  • 60+ days ago

Responsible for the day-to-day activities and delivery of Global Regulatory Affairs support services. Role will include management of clinical trial applications to Competent Authorities, Ethics...

Compliance Specialist Online Courses and Training Opportunities

iHireFinance curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
Construction Ethics and Compliance
Some of the largest construction firms in the world have faced the prospect of multi-million fines for significant breaches of ethics and compliance recently from bribery and collusion to modern...
Governance, Risk, and Compliance Course
This course provides an overview of governance, risk, and compliance. It focuses on the importance of GRC, identifying GRC concerns, and ways to mitigate those concerns. Our exclusive content is...
Cybersecurity Compliance and System Administration
Build the background needed to understand key cybersecurity compliance and industry standards. The knowledge gained in this course is critical for any cybersecurity role you would like to acquire...

Title Synonyms

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Salary for Compliance Specialist Jobs in Ontario

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Specialist positions.



Highest Education Level

Compliance Specialists in Ontario offer the following education background
Bachelor's Degree
46.8%
Master's Degree
35.0%
Doctorate Degree
6.5%
Associate's Degree
4.2%
High School or GED
3.5%
Vocational Degree or Certification
3.3%
Some College
0.7%
Some High School
0.1%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Specialists in Ontario
None
39.1%
2-4 years
26.1%
4-6 years
13.0%
1-2 years
8.7%
Less than 1 year
8.7%
10+ years
4.3%


Other Career Titles

Here are some other career titles that require similar skills



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