Compliance Specialist Jobs in Pennsylvania
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Position Summary: Manage enterprise-wide regulatory consumer compliance reviews; stay abreast of regulatory initiatives and monitor regulatory changes to keep review documents current; maintain...
Position Summary: This position is responsible for maintaining subject matter expertise for various deposit and/or loan related regulations and areas at the Bank. As the second line of defense...
Analyst, Compliance & Product Support Exton, PA I Hartford, CT I USA As an Analyst, you will be a member of Regulatory Compliance Services (RCS) team part of AXA XL' s Underwriting Excellence...
Regulatory Affairs Specialist Senior (Department of Ophthalmology) University of Pennsylvania
- Philadelphia, PA
- 6 hours ago
- Philadelphia, PA
- 6 hours ago
Regulatory Affairs Specialist Senior (Department of Ophthalmology) University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a world-renowned leader in...
Regulatory Affairs Specialist Senior (Department of Ophthalmology)
- Philadelphia, PA
- 12 hours ago
- Philadelphia, PA
- 12 hours ago
University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a world-renowned leader in education, research, and innovation. This historic, Ivy League...
Guided by our company Purpose of Inspiring well-being for our colleagues, consumers, and communities, we are committed to building a best-in-class Law Department. We drive a high-performance...
Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset...
Compliance Auditor, Senior I (Hybrid Remote) Job ID: 250000IB Status: Full-Time Regular/Temporary: Regular Shift: Day Job Facility: Corporate Finance Department: Corporate Compliance Location:...
As a Compliance Associate, you will be a contributing member of the Venerable Investment Advisers, to provide support and monitor various key processes and regulatory functions of the LLC...
AVP, Chief Compliance Officer - Internal Audit & Compliance - Full Time
- Sayre, PA
- 6 days ago
- Sayre, PA
- 6 days ago
Position Summary: Provide assurance that internal controls and business processes are effective and operating as planned. Evaluate compliance with Federal/ State government guidelines and the...
Senior Compliance Analyst, Financial Crimes Compliance - Anti-Money Laundering
- Malvern, PA
- 7 days ago
- Malvern, PA
- 7 days ago
Lead the Fight Against Financial Crime at Vanguard In this crucial role, you'll be at the forefront of Vanguard's Anti-Money Laundering and Compliance Operations. You'll identify and report...
Banking-as-a-Service Financial Crimes Compliance Officer
- Pittsburgh, PA
- 8 days ago
- Pittsburgh, PA
- 8 days ago
Banking-as-a-Service Financial Crimes Compliance Officer At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial...
Facility Services Regulatory Compliance Specialist Location: WellSpan Health, York, PA Schedule: Full Time Schedule Full-time: 40hrs/wk Hours: Monday - Friday, Days General Summary Ensures evidence...
USA-Regulatory Compliance Specialist II (Engineering)
- Swiftwater, PA
- 8 days ago
- Swiftwater, PA
- 8 days ago
Industry: Pharmaceuticals Title: Regulatory Compliance Specialist II Job ID: SNFIJP00009739 Location: Swiftwater, PA OR REMOTE (EST Hours) Duration: 10 months contract (+Chances of extension) Notes...
NCI/NCTN Regulatory Affairs Specialist Senior (Abramson Cancer Center) (Remote Eligible)
- Philadelphia, PA
- 8 days ago
- Philadelphia, PA
- 8 days ago
NCI/NCTN Regulatory Affairs Specialist Senior (Abramson Cancer Center) (Remote Eligible) University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a...
Remote WorkDemographic Data for Pennsylvania
Moving to Pennsylvania? Find some basic demographic data about Pennsylvania below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Specialist Jobs in Pennsylvania
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Pennsylvania offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Employment Law
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Balance Sheets
- Securities and Exchange Commission
- Federal Acquisitions Regulations (FAR)
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Lending
- Client Relationships
- Cost Accounting
- Financial Analysis
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Due Diligence
- Fraud Investigation
- Acquisitions
- Resolution
- Finance
- Change Management
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Implementation
- Decision Making
- Auditing
- Investigation
- Consulting
- Written Communication
- Collaboration
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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