Compliance Specialist Jobs in Texas
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Acumed LLC As a part of the global industrial organization Marmon Holdingswhich is backed by Berkshire Hathaway youll be doing things that matter, leading at every level, and winning a better way....
Taxpayer Compliance Officer I (Regulatory Compliance Officer I) - El Paso
- El Paso, TX
- 13 hours ago
- El Paso, TX
- 13 hours ago
GENERAL DESCRIPTION: A Regulatory Compliance Officer I (RCO I) is responsible for ensuring compliance with state liquor laws and cigarette tax laws as applied to the importation of alcoholic...
THE OPPORTUNITY Under the guidance of the Chief Compliance Officer and Compliance Director, the Compliance Associate is responsible for the coordination, ongoing development and administration of...
Senior Compliance Associate - Fort Worth, Texas - $120,000 - $135,000 plus bonus Hybrid-working with relocation package offered We're partnering with a leading global financial services firm to...
Compliance Officer II A&M System Member:Texas A&M Health Science Center Department:Risk Management Job Category:Other or Not Specified Job Type:Staff Location:College Station/Bryan Proposed...
Regulatory Affairs Specialist/Regulatory Compliance Officer
- Houston, TX
- 2 days ago
- Houston, TX
- 2 days ago
Regulatory Affairs Specialist/Regulatory Compliance Officer Houston, TX 77036 Employment Type: Temp Job Function: Administrative/Clerical Job ID: 133397 Pay Range: $30-35 / hour Job Description...
Staff Regulatory Affairs Specialist (Hybrid)
- Flower Mound, TX
- 3 days ago
- Flower Mound, TX
- 3 days ago
Work Flexibility: Hybrid We are currently seeking a Staff Regulatory Affairs Specialist to join our Communication Business Unit based Hybrid in Flower Mound, TX. What you will do As the Staff...
Grow with us Location Plano Texas USA Ericsson is a world-leading global provider of high-performing hardware and software solutions and services to enable its customers to capture the full...
Job Title Compliance Officer II Agency Texas A&M University Health Science Center Department Risk Management Proposed Minimum Salary Commensurate Job Location Bryan, Texas Job Type Staff Job...
Compliance Auditor (Hybrid) | San Diego, CA 92123 Who We Are: Founded in 1975, CONAM Management operates in 10 states, across 26 key metropolitan markets, supporting over 60,000 apartment units of...
If you have what it takes to become part of the Vistra family and would like to start a promising career with a global leader, take a look at the exciting employment opportunities that are...
Regulatory Affairs Specialist I 3.7 3.7 out of 5 stars Austin, TX 78703 Bausch + Lomb (NYSE/TSX: BLCO) is a leading global eye health company dedicated to protecting and enhancing the gift of...
Asset & Wealth Management - Security Governance, Risk and Compliance - Analyst - Dallas
- Dallas, TX
- 7 days ago
- Dallas, TX
- 7 days ago
Security Governance, Risk and Compliance The Asset and Wealth Management Division includes Goldman Sachs Asset Management (AM), Private Wealth Management (PWM) and our Consumer business (Marcus by...
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
The NERC Regulatory Compliance Specialist ensures compliance with NERC, FERC, and regional reliability standards across fossil fuel and renewable energy sites....
Demographic Data for Texas
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Salary for Compliance Specialist Jobs in Texas
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Texas offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Employment Law
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Balance Sheets
- Securities and Exchange Commission
- Federal Acquisitions Regulations (FAR)
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Lending
- Client Relationships
- Cost Accounting
- Financial Analysis
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Due Diligence
- Fraud Investigation
- Acquisitions
- Resolution
- Finance
- Change Management
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Implementation
- Decision Making
- Auditing
- Investigation
- Consulting
- Written Communication
- Collaboration
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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