Compliance Specialist Jobs in Wisconsin
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Quality & Regulatory Affairs Specialist (Food Safety & Compliance)
- Milwaukee, WI
- 2 days ago
- Milwaukee, WI
- 2 days ago
Job Description The Quality & Regulatory Affairs Specialist (Regulatory & Specifications Specialist) is at the forefront of regulatory compliance and helps to ensure all processes and...
Overview TopHAT Logistical Solutions, a division of Atlas Logistics, spans coverage across the United States and Canada. TopHAT is a full service white glove delivery company specializing in final...
Bring YOUR energy to Alliant Energy! At Alliant Energy, our purpose is to serve customers and build stronger communities. We are passionate about powering beyond the market challenges of today,...
Job Description Compliance Officer Job Classification: Full Time FLSA Status: Exempt Department: Risk Management Reports To: Director of Risk Management Senior Leader: EVP/CFO Job Overview The...
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Overview Accelerate your career with NorthStar! NorthStar Medical Radioisotopes is seeking individuals with a desire to work within the pharmaceutical industry who possess an Intense Customer...
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Application Deadline: 03/07/2025 Address: 790 N Water Street Job Family Group: Audit, Risk & Compliance This role will be part of the Private Bank Compliance team within Wealth Management...
Overview Join our Lake Ridge Bank team as a Compliance Officer and play a vital role in ensuring our bank operates with the highest level of integrity and compliance! In this dynamic position,...
JOB REQUIREMENTS: Job title Regulatory Affairs Specialist Job dutiesUnderstand international regulatory requirements to support properdesign and development of medical devices. Work with product...
Government Funding Compliance Consultant - Director
- Milwaukee, WI
- 28 days ago
- Milwaukee, WI
- 28 days ago
Industry/Sector Not Applicable Specialism Fraud, Investigations & Regulatory Enforcement (FIRE) Management Level Director Job Description & Summary At PwC, our people in risk and compliance focus...
Anticipated End Date: 2025-02-21 Position Title: Tech Compliance Auditor Advisor (US) Job Description: Technology Compliance Auditor Advisor Location: This position will work a hybrid model...
Overview Join our Lake Ridge Bank team as a Compliance Officer and play a vital role in ensuring our bank operates with the highest level of integrity and compliance! In this dynamic position,...
What part will you play? If youre looking for a place where you can make a meaningful difference, youve found it. The work we do at Markel gives people the confidence to move forward and seize...
JOB REQUIREMENTS: Position Title: Grant Compliance Administrator ReportsTo: CFO FLSA Status: Exempt Annual Contract: Full-time, 40 hours perweek, 52 Weeks per Year Rate of Pay: \$50,000 to...
Review equity research reports as needed to ensure compliance with various legal and regulatory obligations. Assist with responding to regulatory inquiries....
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Salary for Compliance Specialist Jobs in Wisconsin
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Wisconsin offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Employment Law
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Balance Sheets
- Securities and Exchange Commission
- Federal Acquisitions Regulations (FAR)
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Lending
- Client Relationships
- Cost Accounting
- Financial Analysis
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Due Diligence
- Fraud Investigation
- Acquisitions
- Resolution
- Finance
- Change Management
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Implementation
- Decision Making
- Auditing
- Investigation
- Consulting
- Written Communication
- Collaboration
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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