Compliance Analyst Jobs in Alameda, CA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Fair Banking Compliance Officer
- Walnut Creek, CA (13 miles from Alameda, CA)
- 1 day ago
- Walnut Creek, CA (13 miles from Alameda, CA)
- 1 day ago
FAIR BANKING COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? The Fair Banking Compliance Officer is responsible for assessing risks related to unfair, deceptive, and abusive acts and practices...
Security Governance, Risk & Compliance Analyst - Paze
- San Francisco, CA (7 miles from Alameda, CA)
- 2 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 2 days ago
Security Governance, Risk & Compliance Analyst - Paze position will support the Audit Readiness program within SecGRC with review and responding to Paze Customer, Merchant, and Integrator inquiries...
- San Francisco, CA (7 miles from Alameda, CA)
- 2 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 2 days ago
About CoinList CoinList helps the best crypto projects grow their communities and raise capital. We've helped teams like Solana, Filecoin, Peaq, and WalletConnect raise over $1B and connect with...
Senior Regulatory Affairs Specialist
- Redwood City, CA (21 miles from Alameda, CA)
- 3 days ago
- Redwood City, CA (21 miles from Alameda, CA)
- 3 days ago
About NevroNevro (NYSE: NVRO) is a global medical device company headquartered in Redwood City, California.We are focused on delivering comprehensive, life-changing solutions that continue to set...
- San Francisco, CA (7 miles from Alameda, CA)
- 8 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 8 days ago
In this role, the Compliance Associate will be responsible for upholding the firm's standards of integrity and regulatory adherence. The candidate will assist in maintaining the Code of Ethics...
- San Francisco, CA (7 miles from Alameda, CA)
- 9 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 9 days ago
LHH is working with an exceptional company in San Francisco, CA. They are looking for a Compliance Associate and you would go 3 days onsite and be 2 days working from home. Responsibilities:...
Principal Regulatory Affairs Specialist - US New Product Introduction - Diabetes Care (on-site)
- Alameda, CA
- 13 days ago
- Alameda, CA
- 13 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Compliance Officer, Marketing & Advisory
- San Francisco, CA (7 miles from Alameda, CA)
- 14 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 14 days ago
Varo is an entirely new kind of bank. All digital, mission-driven, FDIC insured and designed for the way our customers live their lives. A bank for all of us. As the Compliance Officer, Marketing...
Principal Regulatory Affairs Specialist (Business Partnerships).
- Alameda, CA
- 16 days ago
- Alameda, CA
- 16 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Compliance Associate, Complaints
- San Francisco, CA (7 miles from Alameda, CA)
- 21 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 21 days ago
About the role We are hiring a Compliance Associate to join our Compliance team within our Operations and Member Experience Advisory pillar. As a Compliance Associate, you'll advise in...
Regulatory Affairs Specialist Life Sciences
- South San Francisco, CA (11 miles from Alameda, CA)
- 22 days ago
- South San Francisco, CA (11 miles from Alameda, CA)
- 22 days ago
We are seeking a Life Sciences-Regulatory Affairs Specialist for an assignment in South San Francisco California.
Governance, Risk & Compliance Analyst
- San Francisco, CA (7 miles from Alameda, CA)
- 23 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 23 days ago
Perplexity is seeking a highly experienced Governance, Risk & Compliance Analyst to join our world-class team....
Chemical Regulatory Affairs Specialist - Contract
- Redwood City, CA (21 miles from Alameda, CA)
- 24 days ago
- Redwood City, CA (21 miles from Alameda, CA)
- 24 days ago
Ultimate Staffing is seeking a Chemical Regulatory Affairs Specialist to join a client in Redwood City. This is a contract position scheduled to last approximately through October. The role is...
Risk & Compliance - Associate Manager
- San Francisco, CA (7 miles from Alameda, CA)
- 24 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 24 days ago
Risk & Compliance - Associate Manager Risk & Compliance - Associate Manager Missouri Street 415, 94107 San Francisco, Etats-Unis Company description About Sia Sia is a next-generation, global...
Senior Compliance Associate, Compliance Operations - Marketing and Advertising Compliance
- Palo Alto, CA (23 miles from Alameda, CA)
- 29 days ago
- Palo Alto, CA (23 miles from Alameda, CA)
- 29 days ago
Product experience including mutual funds, money market funds, ETFs, margin products and 529 plans....
Demographic Data for Alameda, CA
Moving to Alameda, CA? Find some basic demographic data about Alameda, CA below.
Compliance Analyst Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Analyst Jobs in Alameda, CA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Alameda, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Analyst Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Impress Employers with These Finance Certifications
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »