Compliance Analyst Jobs in Irvine, CA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Senior Regulatory Affairs Specialist, Digital Health / Software Products
- Lake Forest, CA (10 miles from Irvine, CA)
- 8 hours ago
- Lake Forest, CA (10 miles from Irvine, CA)
- 8 hours ago
At Alcon, we are driven by the meaningful work we do to help people see brilliantly. We innovate boldly, champion progress, and act with speed as the global leader in eye care. Here, youll be...
Compliance & Regulatory Affairs Specialist
- Diamond Bar, CA (17 miles from Irvine, CA)
- 1 day ago
- Diamond Bar, CA (17 miles from Irvine, CA)
- 1 day ago
At Niagara, we're looking for Team Members who want to be part of achieving our mission to provide our customers the highest quality most affordable bottled water. Consider applying here, if you...
Senior Regulatory Affairs Specialist - BD Advanced Patient Monitoring
- Laguna Beach, CA (14 miles from Irvine, CA)
- 8 days ago
- Laguna Beach, CA (14 miles from Irvine, CA)
- 8 days ago
Becton Dickinson (BD) recently completed the acquisition of the Edwards Critical Care business. This position is part of the Critical Care division, and as such will become a part of the BD...
"I can succeed as a Senior Compliance Associate at Capital Group." As a Senior Compliance Associate, you will help to ensure we comply with regulations, requirements, and policies. You'll conduct...
Your Role on the Team Under the general supervision of the Supervisor, IT Security Risk and Compliance, the Risk and Compliance analyst applies skills as a seasoned, experienced IT security professional...
Risk and Compliance Analyst University of California Irvine
- Irvine, CA
- 11 days ago
- Irvine, CA
- 11 days ago
Your Role on the Team Under the general supervision of the Supervisor, IT Security Risk and Compliance, the Risk and Compliance analyst applies skills as a seasoned, experienced IT security professional...
Kura Sushi USA is a publicly traded U.S. company established in 2008 as a subsidiary of Kura Sushi, Inc. We are an innovative and tech interactive Japanese restaurant chain serving up the ultimate...
Regulatory Compliance Specialist
- Brea, CA (14 miles from Irvine, CA)
- 14 days ago
- Brea, CA (14 miles from Irvine, CA)
- 14 days ago
Employment Type: Salaried Work Arrangement: Remote Position Summary: We are seeking a Regulatory Compliance Specialist to join our team of food regulatory professionals, to provide expertise in...
- Newport Beach, CA (11 miles from Irvine, CA)
- 14 days ago
- Newport Beach, CA (11 miles from Irvine, CA)
- 14 days ago
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
Axos Bank Target Range: $100,000.00/Yr. - $115,000.00/Yr. Actual starting pay will vary based on factors including, but not limited to, geographic location, experience, skills, specialty, and...
"I can succeed as a Senior Compliance Associate at Capital Group." We are recruiting for a Senior Compliance Associate for our Client Services Compliance Team which provides compliance support for...
- Orange, CA (6 miles from Irvine, CA)
- 45+ days ago
- Orange, CA (6 miles from Irvine, CA)
- 45+ days ago
Who We Are Founded in 1965, UC Irvine is a member of the prestigious Association of American Universities and is ranked among the nation's top 10 public universities by U.S. News & World Report....
Job Description: Responsibilities Review incoming documents from Suppliers (e.g., SOC 2 Type II reports, high level system architecture diagrams, information security policies) Consult with other...
Regulatory Affairs Specialist III Kelly - 3.8 Irvine, CA Job Details Full-time 19 hours ago Benefits Paid holidays Disability insurance Health insurance Dental insurance 401(k) Paid time off...
Regulatory Affairs Analyst University of California Irvine Health
- Orange, CA (6 miles from Irvine, CA)
- 45+ days ago
- Orange, CA (6 miles from Irvine, CA)
- 45+ days ago
Regulatory Affairs Analyst Req ID: 97879 Location: Orange, California Division: VC Health Affairs Department: Stem Cell Research Center Position Type: Full Time Salary Range Minimum: USD...
Demographic Data for Irvine, CA
Moving to Irvine, CA? Find some basic demographic data about Irvine, CA below.
Compliance Analyst Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Analyst Jobs in Irvine, CA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Irvine, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Fundraising
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Analyst Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Impress Employers with These Finance Certifications
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »