Compliance Analyst Jobs in Los Angeles, CA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Compliance & Regulatory Affairs Specialist
- Diamond Bar, CA (24 miles from Los Angeles, CA)
- 1 day ago
- Diamond Bar, CA (24 miles from Los Angeles, CA)
- 1 day ago
At Niagara, we're looking for Team Members who want to be part of achieving our mission to provide our customers the highest quality most affordable bottled water. Consider applying here, if you...
I can succeed as a Senior Compliance Associate at Capital Group. As a Senior Compliance Associate, you will help to ensure we comply with regulations, requirements, and policies. Youll conduct...
- San Fernando, CA (24 miles from Los Angeles, CA)
- 12 days ago
- San Fernando, CA (24 miles from Los Angeles, CA)
- 12 days ago
Regulatory Affairs Specialist Regulatory Affairs San Fernando Valley, CA, US Pay Rate Low: 31 | Pay Rate High: 35 A leading company in the food and beverage industry is seeking a Regulatory...
- Los Angeles, CA
- 12 days ago
- Los Angeles, CA
- 12 days ago
The Information Security Regulatory Compliance Analyst is responsible for ensuring that the organization's information security policies and practices comply with relevant laws, regulations, and standards...
Regulatory Affairs Specialist III - Food & Bev
- San Fernando, CA (24 miles from Los Angeles, CA)
- 14 days ago
- San Fernando, CA (24 miles from Los Angeles, CA)
- 14 days ago
Regulatory Affairs Specialist III - Food & Bev Kelly - 3.8 San Fernando, CA Job Details Full-time $31 - $35 an hour 23 hours ago Benefits Paid holidays Disability insurance Health insurance Dental...
Regulatory Compliance Specialist
- Brea, CA (21 miles from Los Angeles, CA)
- 14 days ago
- Brea, CA (21 miles from Los Angeles, CA)
- 14 days ago
Employment Type: Salaried Work Arrangement: Remote Position Summary: We are seeking a Regulatory Compliance Specialist to join our team of food regulatory professionals, to provide expertise in...
IS Regulatory Compliance Analyst - IS Security - Full Time 8 Hour Days (Non-Exempt) (Non-Union)
- Los Angeles, CA
- 14 days ago
- Los Angeles, CA
- 14 days ago
The Information Security Regulatory Compliance Analyst is responsible for ensuring that the organization's information security policies and practices comply with relevant laws, regulations, and standards...
Axos Bank Target Range: $100,000.00/Yr. - $115,000.00/Yr. Actual starting pay will vary based on factors including, but not limited to, geographic location, experience, skills, specialty, and...
Regulatory Affairs Specialist III Food & Bev
- San Fernando, CA (24 miles from Los Angeles, CA)
- 15 days ago
- San Fernando, CA (24 miles from Los Angeles, CA)
- 15 days ago
Regulatory Affairs Specialist III Food & Bev Kelly Science & Clinical is seeking a Regulatory Affairs Specialist III for a temp-to-hire position at a leading company in the food, flavor, and...
COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Consumer Compliance Officer is responsible for managing and maintaining assigned areas of the compliance program covering consumer...
"I can succeed as a Senior Compliance Associate at Capital Group." We are recruiting for a Senior Compliance Associate for our Client Services Compliance Team which provides compliance support for...
Would you like to join an international team working to improve the future of healthcare? Do you want to enhance the lives of millions of people? Grifols is a global healthcare company that since...
We are UMG, the Universal Music Group. We are the world's leading music company. In everything we do, we are committed to artistry, innovation and entrepreneurship. We own and operate a broad...
Only qualified Compliance and Risk Analyst candidates located near the Los Angeles, CA area to be considered due to the position requiring an onsite presence*** Job Description: 3-5 years...
Export Compliance Officer II for Training & Communication
- Torrance, CA (10 miles from Los Angeles, CA)
- 45+ days ago
- Torrance, CA (10 miles from Los Angeles, CA)
- 45+ days ago
Senior Export Compliance Officer for Training & Communications Clearwater, FL #hybrid after first 90 days The future is what you make it. When you join Honeywell, you become a member of our global...
Demographic Data for Los Angeles, CA
Moving to Los Angeles, CA? Find some basic demographic data about Los Angeles, CA below.
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Salary for Compliance Analyst Jobs in Los Angeles, CA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Los Angeles, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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