Compliance Analyst Jobs in Sacramento, CA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
- Davis, CA (17 miles from Sacramento, CA)
- 6 days ago
- Davis, CA (17 miles from Sacramento, CA)
- 6 days ago
POSITION TITLE: Risk Management and Compliance Analyst DEPARTMENT: Risk Management and Compliance REPORTS TO TITLE: Director of Risk Management and Compliance DLSE/FLSA STATUS: ( ) ____Exempt/Salaried...
Compliance Administrator - Roseville, CA
- Roseville, CA (16 miles from Sacramento, CA)
- 10 days ago
- Roseville, CA (16 miles from Sacramento, CA)
- 10 days ago
Compliance Administrator - Roseville, CA REPORTS TO: Compliance Manager The purpose of this job description is to communicate the responsibilities and duties associated with the position of...
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Environmental Legislative & Regulatory Affairs Analyst
- Sacramento, CA
- 15 days ago
- Sacramento, CA
- 15 days ago
Sacramento Area Sewer District (SacSewer) is currently accepting applications for an Environmental Legislative & Regulatory Affairs Analyst position. Applications will be screened after the...
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- Rocklin, CA (20 miles from Sacramento, CA)
- 20 days ago
- Rocklin, CA (20 miles from Sacramento, CA)
- 20 days ago
The Senior Compliance Officer leads in developing, implementing, testing and administering the credit union's compliance program including but not limited to; fair lending, privacy, business...
Government Funding Compliance Consultant - Director
- Sacramento, CA
- 28 days ago
- Sacramento, CA
- 28 days ago
Industry/Sector Not Applicable Specialism Fraud, Investigations & Regulatory Enforcement (FIRE) Management Level Director Job Description & Summary At PwC, our people in risk and compliance focus...
Demographic Data for Sacramento, CA
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Salary for Compliance Analyst Jobs in Sacramento, CA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Sacramento, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Employment Law
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Balance Sheets
- Securities and Exchange Commission
- Federal Acquisitions Regulations (FAR)
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Lending
- Client Relationships
- Cost Accounting
- Financial Analysis
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Due Diligence
- Fraud Investigation
- Acquisitions
- Resolution
- Finance
- Change Management
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Implementation
- Decision Making
- Auditing
- Investigation
- Consulting
- Written Communication
- Collaboration
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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