Compliance Analyst Jobs in Sunnyvale, CA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Cybersecurity Risk and Compliance Analyst
- Santa Clara, CA (4 miles from Sunnyvale, CA)
- 2 days ago
- Santa Clara, CA (4 miles from Sunnyvale, CA)
- 2 days ago
Your Team, Your Impact The Security Risk and Compliance Analyst will play a crucial role in supporting penetration tests and red teaming exercises, following up on remediation actions, and managing...
Senior Regulatory Affairs Specialist
- Redwood City, CA (13 miles from Sunnyvale, CA)
- 4 days ago
- Redwood City, CA (13 miles from Sunnyvale, CA)
- 4 days ago
About NevroNevro (NYSE: NVRO) is a global medical device company headquartered in Redwood City, California.We are focused on delivering comprehensive, life-changing solutions that continue to set...
Staff Regulatory Affairs Specialist - Hybrid
- Milpitas, CA (11 miles from Sunnyvale, CA)
- 4 days ago
- Milpitas, CA (11 miles from Sunnyvale, CA)
- 4 days ago
Summary Job Description We are the makers of possible BD is one of the largest global medical technology companies in the world. Advancing the world of health is our Purpose, and its no small...
- Pleasanton, CA (19 miles from Sunnyvale, CA)
- 9 days ago
- Pleasanton, CA (19 miles from Sunnyvale, CA)
- 9 days ago
Albertsons-Safeway's Northern California Division has an opening for a Compliance Auditor supporting retail store operations throughout Northern California, Nevada, and Hawaii. Primary...
Company Description At Intuitive, we are united behind our mission: we believe that minimally invasive care is life-enhancing care. Through ingenuity and intelligent technology, we expand the...
Regulatory Compliance Specialist
- Livermore, CA (22 miles from Sunnyvale, CA)
- 12 days ago
- Livermore, CA (22 miles from Sunnyvale, CA)
- 12 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Company Description At Intuitive, we are united behind our mission: we believe that minimally invasive care is life-enhancing care. Through ingenuity and intelligent technology, we expand the...
Sr Regulatory Affairs Specialist
- Campbell, CA (8 miles from Sunnyvale, CA)
- 24 days ago
- Campbell, CA (8 miles from Sunnyvale, CA)
- 24 days ago
Title: Sr Regulatory Affairs Specialist This position is based in our Campbell, California offices. This position is on-site, full-time. Why Imperative Care? Do you want to make a real impact on...
Chemical Regulatory Affairs Specialist - Contract
- Redwood City, CA (13 miles from Sunnyvale, CA)
- 25 days ago
- Redwood City, CA (13 miles from Sunnyvale, CA)
- 25 days ago
Ultimate Staffing is seeking a Chemical Regulatory Affairs Specialist to join a client in Redwood City. This is a contract position scheduled to last approximately through October. The role is...
Senior Compliance Associate, Compliance Operations - Marketing and Advertising Compliance
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 30+ days ago
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 30+ days ago
Product experience including mutual funds, money market funds, ETFs, margin products and 529 plans....
US Payroll Compliance Officer - HROP - San Jose
- San Jose, CA (7 miles from Sunnyvale, CA)
- 30+ days ago
- San Jose, CA (7 miles from Sunnyvale, CA)
- 30+ days ago
About ByteDanceFounded in 2012, ByteDance's mission is to inspire creativity and enrich life. With a suite of more than a dozen products, including TikTok as well as platforms specific to the...
Senior Information Security Governance, Risk and Compliance Analyst
- Menlo Park, CA (10 miles from Sunnyvale, CA)
- 30+ days ago
- Menlo Park, CA (10 miles from Sunnyvale, CA)
- 30+ days ago
Build the future of the AI Data Cloud. Join the Snowflake team. Were at the forefront of the data revolution, committed to building the worlds greatest data and applications platform. Our get it...
- Foster City, CA (17 miles from Sunnyvale, CA)
- 30+ days ago
- Foster City, CA (17 miles from Sunnyvale, CA)
- 30+ days ago
Regulatory Compliance Specialist - Electronic Systems Essential Duties and Job Functions: Assist members of Electronic System Compliance in providing quality and compliance oversight for the...
Job Match: Regulatory Affairs Specialist 1 (Professional Level 3) Job Title: Contingent Regulatory Affairs Specialist Location: Sunnyvale, CA Cost Center: 18000 Regulatory Hiring Manager: Indira...
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 30+ days ago
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 30+ days ago
funds, money market funds, ETFs, margin products and 529 plans Experience with or general understanding of broader financial services including investment advisory and banking Estimated annual salary...
Demographic Data for Sunnyvale, CA
Moving to Sunnyvale, CA? Find some basic demographic data about Sunnyvale, CA below.
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Salary for Compliance Analyst Jobs in Sunnyvale, CA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Sunnyvale, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Fundraising
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Microsoft Outlook
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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