Compliance Analyst Jobs in Torrance, CA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Compliance and Risk Analyst Interest Rate Risk
- Los Angeles, CA (10 miles from Torrance, CA)
- 2 days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 2 days ago
Compliance and Risk Analyst - Interest Rate Risk Posted at: 03/04/2025 Los Angeles, CA Onsite - IT - Business Systems / Data / Analyst - Contract - Job ID: 25-12447 Title: Compliance and Risk...
- Los Angeles, CA (10 miles from Torrance, CA)
- 4 days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 4 days ago
COMPLIANCE AND RISK ANALYST IN LOS ANGELES, CA, USA! Date Posted: 03/03/2025 Hiring Organization: Rose International Position Number: 479018 Job Title: Compliance and Risk Analyst Job Location:...
- Los Angeles, CA (10 miles from Torrance, CA)
- 10 days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 10 days ago
Kforce has a client that is seeking a Compliance and Risk Analyst in Los Angeles, CA.Duties Include: Compliance and Risk Analyst will be assisting in Interest Rate Risk initiatives including...
Senior Principal Regulatory Affairs Specialist (Diabetes)
- Los Angeles, CA (10 miles from Torrance, CA)
- 10 days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 10 days ago
Medtronic Senior Principal Regulatory Affairs Specialist (Diabetes) in Northridge , California We anticipate the application window for this opening will close on - 7 Mar 2025 At Medtronic you can...
Finance Risk Compliance - Consultant/Manager
- Los Angeles, CA (10 miles from Torrance, CA)
- 12 days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 12 days ago
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Export Compliance Officer II for Training & Communication
- Torrance, CA
- 14 days ago
- Torrance, CA
- 14 days ago
Senior Export Compliance Officer for Training & Communications Clearwater, FL #hybrid after first 90 days The future is what you make it. When you join Honeywell, you become a member of our global...
Fair Banking Compliance Officer
- Los Angeles, CA (10 miles from Torrance, CA)
- 16 days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 16 days ago
FAIR BANKING COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? The Fair Banking Compliance Officer is responsible for assessing risks related to unfair, deceptive, and abusive acts and practices...
Role Description This is a full-time on-site role for a Regulatory Affairs Specialist located in Torrance, CA. The Regulatory Affairs Specialist will be responsible for regulatory documentation,...
SOX Compliance Officer - Remote
- Los Angeles, CA (10 miles from Torrance, CA)
- 21 days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 21 days ago
Zions Bancorporation, N.A. (NYSE: ZION) is a premier financial services company with ~$100B in assets operating through 8 brands in Arizona, California, Colorado, Idaho, Nevada, New Mexico,...
Remote Work- Los Angeles, CA (10 miles from Torrance, CA)
- 23 days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 23 days ago
A Day in the Life We are seeking an exceptional, energetic and proactive compliance professional with a passion to promote a strong culture of compliance to join our team. In this role you will...
Government Funding Compliance Consultant - Director
- Los Angeles, CA (10 miles from Torrance, CA)
- 28 days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 28 days ago
Industry/Sector Not Applicable Specialism Fraud, Investigations & Regulatory Enforcement (FIRE) Management Level Director Job Description & Summary At PwC, our people in risk and compliance focus...
Corporate Quality and Regulatory Affairs Specialist
- Los Angeles, CA (10 miles from Torrance, CA)
- 28 days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 28 days ago
Details: Job Title: Corporate Quality and Regulatory Affairs Specialist Pay Rate: $36.06 - $43.27 /hr Location: Los Angeles, CA Area Code: 213, 323 ZIP Code: 90032 Start Date: Right Away Keywords:...
- Los Angeles, CA (10 miles from Torrance, CA)
- 29 days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 29 days ago
I can succeed as a Senior Compliance Associate at Capital Group. We are recruiting for a Senior Compliance Associate for our Client Services Compliance Team which provides compliance support for...
Senior Regulatory Affairs Specialist Cardiac Rhythm Management (On-Site)
- Los Angeles, CA (10 miles from Torrance, CA)
- 30+ days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 30+ days ago
SENIOR REGULATORY AFFAIRS SPECIALIST - CARDIAC RHYTHM MANAGEMENT (ON-SITE) LOCATION UNITED STATES - CALIFORNIA - SYLMAR CATEGORY REGULATORY AFFAIRS LOCATION UNITED STATES - CALIFORNIA - SYLMAR...
- Santa Monica, CA (16 miles from Torrance, CA)
- 30+ days ago
- Santa Monica, CA (16 miles from Torrance, CA)
- 30+ days ago
About Tala Tala is on a mission to unleash the economic power of the Global Majority the 4 billion people overlooked by existing financial systems. With nearly half a billion dollars raised from...
Demographic Data for Torrance, CA
Moving to Torrance, CA? Find some basic demographic data about Torrance, CA below.
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Salary for Compliance Analyst Jobs in Torrance, CA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Torrance, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Employment Law
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Balance Sheets
- Securities and Exchange Commission
- Federal Acquisitions Regulations (FAR)
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Lending
- Client Relationships
- Cost Accounting
- Financial Analysis
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Due Diligence
- Fraud Investigation
- Acquisitions
- Resolution
- Finance
- Change Management
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Implementation
- Decision Making
- Auditing
- Investigation
- Consulting
- Mentoring
- Written Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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