Compliance Analyst Jobs in Valencia, CA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Regulatory Affairs Specialist II
- Santa Clarita, CA (2 miles from Valencia, CA)
- 3 days ago
- Santa Clarita, CA (2 miles from Valencia, CA)
- 3 days ago
Additional Location(s): US-CA-Valencia; US-CA-Sunnyvale Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High Performance At Boston Scientific, we'll give you the...
- San Fernando, CA (13 miles from Valencia, CA)
- 12 days ago
- San Fernando, CA (13 miles from Valencia, CA)
- 12 days ago
Regulatory Affairs Specialist Regulatory Affairs San Fernando Valley, CA, US Pay Rate Low: 31 | Pay Rate High: 35 A leading company in the food and beverage industry is seeking a Regulatory...
Regulatory Affairs Specialist III - Food & Bev
- San Fernando, CA (13 miles from Valencia, CA)
- 14 days ago
- San Fernando, CA (13 miles from Valencia, CA)
- 14 days ago
Regulatory Affairs Specialist III - Food & Bev Kelly - 3.8 San Fernando, CA Job Details Full-time $31 - $35 an hour 23 hours ago Benefits Paid holidays Disability insurance Health insurance Dental...
Regulatory Affairs Specialist III Food & Bev
- San Fernando, CA (13 miles from Valencia, CA)
- 15 days ago
- San Fernando, CA (13 miles from Valencia, CA)
- 15 days ago
Regulatory Affairs Specialist III Food & Bev Kelly Science & Clinical is seeking a Regulatory Affairs Specialist III for a temp-to-hire position at a leading company in the food, flavor, and...
Additional Location(s): US-CA-Valencia; US-CA-Sunnyvale; US-MN-Arden Hills; US-MN-Maple Grove; US-MN-Minnetonka Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High...
- Santa Clarita, CA (2 miles from Valencia, CA)
- 29 days ago
- Santa Clarita, CA (2 miles from Valencia, CA)
- 29 days ago
REGULATORY AFFAIRS SPECILIST needed immediately!!! CALL Maria RIGHT AWAY ... If you enjoy being part of a company contributing to saving lives - This might be for you. This position assists the...
- Santa Clarita, CA (2 miles from Valencia, CA)
- 45+ days ago
- Santa Clarita, CA (2 miles from Valencia, CA)
- 45+ days ago
Company: Kelly Services Location: Santa Clarita, CA Career Level: Associate Industries: Recruitment Agency, Staffing, Job Board Description Regulatory Affairs Specialist - Valencia, CA Kelly...
Sr Security Specialist, Compliance
- Burbank, CA (22 miles from Valencia, CA)
- 60+ days ago
- Burbank, CA (22 miles from Valencia, CA)
- 60+ days ago
At Disney, were storytellers. We make the impossible, possible. The Walt Disney Company is a world-class entertainment and technological leader. Walts passion was to continuously envision new ways...
Demographic Data for Valencia, CA
Moving to Valencia, CA? Find some basic demographic data about Valencia, CA below.
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Salary for Compliance Analyst Jobs in Valencia, CA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Valencia, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Fundraising
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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