Compliance Analyst Jobs in Wilmington, DE
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Analyst, Compliance & Regulatory Affairs
- Exton, PA (22 miles from Wilmington, DE)
- 9 hours ago
- Exton, PA (22 miles from Wilmington, DE)
- 9 hours ago
Analyst, Compliance & Product Support Exton, PA I Hartford, CT I USA As an Analyst, you will be a member of Regulatory Compliance Services (RCS) team part of AXA XL' s Underwriting Excellence...
Regulatory Affairs Specialist Senior (Department of Ophthalmology) University of Pennsylvania
- Philadelphia, PA (24 miles from Wilmington, DE)
- 14 hours ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 14 hours ago
Regulatory Affairs Specialist Senior (Department of Ophthalmology) University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a world-renowned leader in...
Regulatory Affairs Specialist Senior (Department of Ophthalmology)
- Philadelphia, PA (24 miles from Wilmington, DE)
- 20 hours ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 20 hours ago
University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a world-renowned leader in education, research, and innovation. This historic, Ivy League...
- Talleyville, DE (5 miles from Wilmington, DE)
- 2 days ago
- Talleyville, DE (5 miles from Wilmington, DE)
- 2 days ago
Nemours is seeking a Regulatory Affairs Specialist to join our team in Wilmington, DE. Under the direction of the Manager of Regulatory & Accreditation Affairs, the Regulatory Affairs Specialist...
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- West Chester, PA (19 miles from Wilmington, DE)
- 7 days ago
- West Chester, PA (19 miles from Wilmington, DE)
- 7 days ago
As a Compliance Associate, you will be a contributing member of the Venerable Investment Advisers, to provide support and monitor various key processes and regulatory functions of the LLC...
Senior Compliance Analyst, Financial Crimes Compliance - Anti-Money Laundering
- Malvern, PA (22 miles from Wilmington, DE)
- 7 days ago
- Malvern, PA (22 miles from Wilmington, DE)
- 7 days ago
As a Senior Compliance Analyst at Vanguard, you will: Analyze, review, and identify suspicious client activity and assist with the required reporting to the appropriate governmental agencies in a timely...
NCI/NCTN Regulatory Affairs Specialist Senior (Abramson Cancer Center) (Remote Eligible)
- Philadelphia, PA (24 miles from Wilmington, DE)
- 9 days ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 9 days ago
NCI/NCTN Regulatory Affairs Specialist Senior (Abramson Cancer Center) (Remote Eligible) University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a...
Remote WorkSenior Regulatory Affairs Specialist (Office of Clinical Research)
- Philadelphia, PA (24 miles from Wilmington, DE)
- 9 days ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 9 days ago
Senior Regulatory Affairs Specialist (Office of Clinical Research) University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a world-renowned leader in...
- Philadelphia, PA (24 miles from Wilmington, DE)
- 9 days ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 9 days ago
Regulatory Affairs Specialist University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a world-renowned leader in education, research, and innovation....
- Philadelphia, PA (24 miles from Wilmington, DE)
- 9 days ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 9 days ago
Company Description IntegriChain helps pharmaceutical manufacturers bring their science to market, ensuring patients have affordable, timely, and sustainable access to therapy. We are doing this...
Finance Risk Compliance - Consultant/Manager
- Philadelphia, PA (24 miles from Wilmington, DE)
- 12 days ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 12 days ago
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Deposit Compliance and Monitoring Analyst (Hybrid)
- Wilmington, DE
- 12 days ago
- Wilmington, DE
- 12 days ago
Deposit Compliance and Monitoring Analyst (Hybrid) at The Bancorp Bank, N.A. in Wilmington, Delaware, United States Job Description Deposit Compliance and Monitoring Analyst (Hybrid) Job Location...
Government Funding Compliance Consultant - Director
- Philadelphia, PA (24 miles from Wilmington, DE)
- 28 days ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 28 days ago
Industry/Sector Not Applicable Specialism Fraud, Investigations & Regulatory Enforcement (FIRE) Management Level Director Job Description & Summary At PwC, our people in risk and compliance focus...
Assistant Manager, Facilities & Security / Clery Compliance Officer
- Wilmington, DE
- 28 days ago
- Wilmington, DE
- 28 days ago
Job Description Back to Career Opportunities Application Instructions Send a cover letter, resume, and three (3) professional references from previous supervisors, and one (1) professional...
- Villanova, PA (23 miles from Wilmington, DE)
- 30+ days ago
- Villanova, PA (23 miles from Wilmington, DE)
- 30+ days ago
Posting Details (Default Section) Posting Number: 20254259S Position Title: University Compliance Officer Position Type: Staff Location: Villanova, PA Recruitment Type: Internal/External...
Demographic Data for Wilmington, DE
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Salary for Compliance Analyst Jobs in Wilmington, DE
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Wilmington, DE offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Employment Law
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Balance Sheets
- Securities and Exchange Commission
- Federal Acquisitions Regulations (FAR)
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Lending
- Client Relationships
- Cost Accounting
- Financial Analysis
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Due Diligence
- Fraud Investigation
- Acquisitions
- Resolution
- Finance
- Change Management
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Implementation
- Decision Making
- Auditing
- Investigation
- Consulting
- Written Communication
- Collaboration
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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