Compliance Analyst Jobs in Clearwater, FL
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Information Security Governance, Risk, & Compliance Analyst
- Tampa, FL (19 miles from Clearwater, FL)
- 11 hours ago
- Tampa, FL (19 miles from Clearwater, FL)
- 11 hours ago
Overview Compensation: $59,000 - $85,000 based on experience and credentials Location Type: Remote Position Type: Full Time The Governance, Risk & Compliance Analyst assists in the development, implementation...
Compliance Analyst Financial Industry
- Tampa, FL (19 miles from Clearwater, FL)
- 19 days ago
- Tampa, FL (19 miles from Clearwater, FL)
- 19 days ago
Compliance Analyst - Financial Industry Location: Tampa, FL Duration: 6 months contract with possible extension Pay Range: $45 /hr. - $50/hr. on W2....
- Tampa, FL (19 miles from Clearwater, FL)
- 22 days ago
- Tampa, FL (19 miles from Clearwater, FL)
- 22 days ago
STRATEGIC STAFFING SOLUTIONS HAS AN OPENING! This is a Contract Opportunity with our company that MUST be worked on a W2 Only. No C2C eligibility for this position. Visa Sponsorship is Available!...
IT Risk and Compliance Analyst
- Tampa, FL (19 miles from Clearwater, FL)
- 45+ days ago
- Tampa, FL (19 miles from Clearwater, FL)
- 45+ days ago
Job ID: JOB-240861 Publish Date: 27 Mar 2025 Tagged as: IT Risk and Compliance Analyst...
Join a leading fintech company that's democratizing finance for all. Robinhood Markets was founded on a simple idea: that our financial markets should be accessible to all. With customers at the...
VP, Global AML Compliance Officer - AML Strategic Control Enhancements (Hybrid)
- Tampa, FL (19 miles from Clearwater, FL)
- 30+ days ago
- Tampa, FL (19 miles from Clearwater, FL)
- 30+ days ago
This individual will join the AML Risk Insights and Strategic Control Enhancements team and support the Strategic Control Enhancements function. The successful candidate will be a strategic...
- Saint Petersburg, FL (16 miles from Clearwater, FL)
- 30+ days ago
- Saint Petersburg, FL (16 miles from Clearwater, FL)
- 30+ days ago
Divisional Compliance Officer locations Saint Petersburg, Florida - United States time type Full time posted on Posted 30+ Days Ago job requisition id R-0001933 Job Description Job Summary Under...
- Tampa, FL (19 miles from Clearwater, FL)
- 30+ days ago
- Tampa, FL (19 miles from Clearwater, FL)
- 30+ days ago
A large broker-dealer and registered investment advisor firm local to the Tampa area is looking for 2 Compliance Associates to sit within the securities brokerage and investment advisory...
Remote WorkDemographic Data for Clearwater, FL
Moving to Clearwater, FL? Find some basic demographic data about Clearwater, FL below.
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Salary for Compliance Analyst Jobs in Clearwater, FL
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Clearwater, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Fundraising
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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