Compliance Analyst Jobs in Florida
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Responsible for preparing and maintaining FDA submissions and EU MDR Technical Documentation for new products and product changes to ensure timely approvals and market release. Job Requirements:...
Requisition ID: 86312 Florida Power & Light Company is the largest electric utility in the U.S., delivering clean, affordable, and dependable electricity to over 12 million Floridians. With one of...
Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset...
VP, Global AML Compliance Officer - AML Strategic Control Enhancements (Hybrid)
- Tampa, FL
- 2 days ago
- Tampa, FL
- 2 days ago
This individual will join the AML Risk Insights and Strategic Control Enhancements team and support the Strategic Control Enhancements function. The successful candidate will be a strategic...
Job Details Job Location : Corporate Office - Boca Raton, FL Position Type : Full Time Salary Range : $75,000.00 - $85,000.00 Salary/year Description Position Summary: Working directly under the...
Regulatory Affairs Specialist/Senior RA Specialist (East Coast preferred)
- Jacksonville, FL
- 2 days ago
- Jacksonville, FL
- 2 days ago
Corza Medical Regulatory Affairs Specialist/Senior RA Specialist (East Coast preferred) in Jacksonville , Florida Regulatory Affairs Specialist/Senior RA Specialist (East Coast preferred) Location...
HEICO is seeking an Environmental, Social, and Governance (ESG) and Supply Chain Regulatory Compliance Analyst for a full time direct hire position in Hollywood, FL....
RIA Compliance officer Accounting - Finance Fleming Island, Florida Direct Hire Mar 5, 2025 RIA Compliance Officer Location: Fleming Island, FL Compensation: $85,000 - $110,000 + Bonus Employment...
Operating under general supervision, you will also lead special projects, conduct data-driven analyses, financial modeling, due diligence, and project management to support strategic initiatives....
At VyStar, we offer competitive pay, an excellent benefit package that includes a 401(k) Plan, an extensive paid technical and on-the-job training program, and tuition reimbursement--available to...
Position subject to close at any time** NOTE TO INTERNAL APPLICANTS: INTERNAL CANDIDATES IN THE SAME CLASSIFICATION AND/OR PAY GRADE AS THE POSITION POSTED WILL NOT RECEIVE A PAY ADJUSTMENT IF...
Divisional Compliance Officer locations Saint Petersburg, Florida - United States time type Full time posted on Posted 30+ Days Ago job requisition id R-0001933 Job Description Job Summary Under...
Banking-as-a-Service Financial Crimes Compliance Officer
- Orlando, FL
- 7 days ago
- Orlando, FL
- 7 days ago
Banking-as-a-Service Financial Crimes Compliance Officer At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial...
AML Compliance AssociateMiami, United States of America Position Summary The AML Compliance Associate will assist in identifying potentially atypical transactions and customer behavior by...
A large broker-dealer and registered investment advisor firm local to the Tampa area is looking for 2 Compliance Associates to sit within the securities brokerage and investment advisory...
Remote WorkDemographic Data for Florida
Moving to Florida? Find some basic demographic data about Florida below.
Compliance Analyst Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Analyst Jobs in Florida
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Florida offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Employment Law
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Balance Sheets
- Securities and Exchange Commission
- Federal Acquisitions Regulations (FAR)
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Lending
- Client Relationships
- Cost Accounting
- Financial Analysis
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Due Diligence
- Fraud Investigation
- Acquisitions
- Resolution
- Finance
- Change Management
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Implementation
- Decision Making
- Auditing
- Investigation
- Consulting
- Written Communication
- Collaboration
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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