Compliance Analyst Jobs in Houston, TX
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Posting End Date: April 19, 2025 Employee Type: Regular-Full time Union/Non: This is a non-union position Are you enthusiastic about the Regulatory & Compliance field? Do you have expertise...
Reporting to the Risk & Compliance Manager and Director of Compliance & Quality Assurance, the Risk & Compliance Analyst is responsible for assessing internal controls, identifying business process...
Why Work for Park Lawn? Service At every level, our dedicated team members display a strong work ethic and commitment to our core values, respect for the family, the profession, and the...
The Data Privacy and Compliance Analyst is responsible for assessing applications, policies/procedures, and business operations to ensure the organization meets privacy requirements and government regulations...
Remote WorkInsight Global is seeking a Regulatory Compliance Specialist to sit 5 days a week onsite in Downtown, Houston. This is a direct hire salaried position. The Regulatory Compliance Specialist...
Department: Office of Tech Trnsfr & Innova Salary: 65,300-74,300 Description: Under minimal supervision, analyzes rate of return, depreciation, working capital, investment, and financial and...
Regulatory Compliance Specialist - Cancer Clinical Trials
- Houston, TX
- 15 days ago
- Houston, TX
- 15 days ago
At Houston Methodist, the Regulatory Compliance Specialist position is responsible for coordinating and performing study specific regulatory processes such as local IRB submissions in compliance...
Description Introduction Do you want to join an organization that invests in you as a Medical Necessity Compliance Coordinator? At Parallon, you come first. HCA Healthcare has committed up to 300...
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Primary Purpose: Develops, implements, and manages Wealth Management/Trust Compliance. Executes process improvements and effectively leads departmental changes. Ensures compliance with all...
Research businesses....
Product Stewardship & Regulatory Affairs Specialist
- Houston, TX
- 60+ days ago
- Houston, TX
- 60+ days ago
About AkzoNobel Since 1792, weve been supplying the innovative paints and coatings that help to color peoples lives and protect what matters most. Our world class portfolio of brands including...
At Houston Methodist, the Senior (Sr.) Regulatory Compliance Specialist position is responsible for leading, coordinating and performing study specific regulatory processes such as local IRB...
Financial Compliance Specialist
- Pasadena, TX (10 miles from Houston, TX)
- 60+ days ago
- Pasadena, TX (10 miles from Houston, TX)
- 60+ days ago
Position Type: Central Office Support/ Financial Compliance Date Posted: 1/28/2025 Location: Finance Job Title: Financial Compliance Specialist Duty Days: 240 Pay Grade: E02 Salary...
Regulatory Compliance Specialist - Medicine - Mylonakis
- Houston, TX
- 90+ days ago
- Houston, TX
- 90+ days ago
At Houston Methodist, the Regulatory Compliance Specialist position is responsible for coordinating and performing study specific regulatory processes such as local IRB and external IRB...
Demographic Data for Houston, TX
Moving to Houston, TX? Find some basic demographic data about Houston, TX below.
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Salary for Compliance Analyst Jobs in Houston, TX
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Houston, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Fundraising
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Microsoft Outlook
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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