Compliance Analyst Jobs in Irving, TX
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
Sr Regulatory Compliance Specialist
- Dallas, TX (8 miles from Irving, TX)
- 4 days ago
- Dallas, TX (8 miles from Irving, TX)
- 4 days ago
Rise Baking Company was founded by bakery experts passionate about providing our customers with high quality products and providing a positive, collaborative place to work for our people. We are a...
Senior Security Risk and Compliance Analyst
- Dallas, TX (8 miles from Irving, TX)
- 4 days ago
- Dallas, TX (8 miles from Irving, TX)
- 4 days ago
Position Summary: The Senior Security Risk and Compliance Analyst is a highly respected, influential and in-demand role within the business....
Governance, Risk & Compliance Analyst, Specialist
- Dallas, TX (8 miles from Irving, TX)
- 4 days ago
- Dallas, TX (8 miles from Irving, TX)
- 4 days ago
Governance, Risk & Compliance Analyst, Specialist: Works with IT subdivisions and business units as the technical authority regarding security of application and systems software, equipment, and related...
Medical Necessity Coding Compliance Coordinator
- Dallas, TX (8 miles from Irving, TX)
- 7 days ago
- Dallas, TX (8 miles from Irving, TX)
- 7 days ago
Description Introduction Do you want to join an organization that invests in you as a Medical Necessity Compliance Coordinator? At Parallon, you come first. HCA Healthcare has committed up to 300...
Senior Regulatory Compliance Analyst
- Dallas, TX (8 miles from Irving, TX)
- 7 days ago
- Dallas, TX (8 miles from Irving, TX)
- 7 days ago
To get the best candidate experience, please consider applying for a maximum of 3 roles within 12 months to ensure you are not duplicating efforts. Job Category Global Affairs Job Details About...
Compliance Assurance Officer (VP) - Consumer Banking Operations
- Irving, TX
- 7 days ago
- Irving, TX
- 7 days ago
Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)s Assurance team responsible for assessing compliance risks and controls implemented by the first and...
- Fort Worth, TX (22 miles from Irving, TX)
- 8 days ago
- Fort Worth, TX (22 miles from Irving, TX)
- 8 days ago
The selected candidate will fill an export/import licensing role within a dynamic International Trade Compliance team at Lockheed Martin Aeronautics Co. This individual will be expected to assist...
GRC (Governance, Risk, Compliance) Analyst
- Plano, TX (20 miles from Irving, TX)
- 11 days ago
- Plano, TX (20 miles from Irving, TX)
- 11 days ago
GRC (Governance, Risk, Compliance) Analyst Experience in developing and maintaining IT Policies, procedures, and documentation to ensure alignment with GRC objectives and organization goals....
Compliance, PWM COMPLIANCE, Associate - Dallas
- Dallas, TX (8 miles from Irving, TX)
- 14 days ago
- Dallas, TX (8 miles from Irving, TX)
- 14 days ago
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance...
- Farmers Branch, TX (8 miles from Irving, TX)
- 21 days ago
- Farmers Branch, TX (8 miles from Irving, TX)
- 21 days ago
Bank Compliance Officer Job Category: Compliance Requisition Number: BANKC001040 Posting Details Psted: March 28, 2025 Full-Time Hybrid Locations Showing 1 location Farmers Branch, TX 75234, USA...
Compliance Associate (Hybrid in Dallas, TX)
- Dallas, TX (8 miles from Irving, TX)
- 22 days ago
- Dallas, TX (8 miles from Irving, TX)
- 22 days ago
The Compliance Associate will assist USPI, assigned supervisor, and region with execution of key compliance oversight activities. The USPI Compliance Associate will be responsible for the...
Compliance Administrator/Internal Control/ Audit (ICA)
- Dallas, TX (8 miles from Irving, TX)
- 23 days ago
- Dallas, TX (8 miles from Irving, TX)
- 23 days ago
Role Internal Auditor Location: Dallas, TX /Novi, MI / Los Angeles, CA Japanese Language is Mandatory for this Position. Responsibilities: Assist with planning and executing audit procedures...
- Dallas, TX (8 miles from Irving, TX)
- 23 days ago
- Dallas, TX (8 miles from Irving, TX)
- 23 days ago
M Financial Group is a community of leaders comprising the best and brightest minds in our industry. By combining individuals' expertise and skill, M Financial Group has become a powerful force...
- Dallas, TX (8 miles from Irving, TX)
- 23 days ago
- Dallas, TX (8 miles from Irving, TX)
- 23 days ago
HilltopSecurities is currently looking to hire a Core Compliance Associate. This role will report to the Compliance Manager and has a high level of autonomy, identifying, developing,...
Demographic Data for Irving, TX
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Salary for Compliance Analyst Jobs in Irving, TX
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Irving, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Fundraising
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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