Compliance Manager Jobs in Hawthorne, NY
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Ridgewood, NJ (17 miles from Hawthorne, NY)
- 9 days ago
- Ridgewood, NJ (17 miles from Hawthorne, NY)
- 9 days ago
models and project collateral (including contracts, internal approval memos, lender Q&A, etc.)...
- Ramsey, NJ (17 miles from Hawthorne, NY)
- 12 days ago
- Ramsey, NJ (17 miles from Hawthorne, NY)
- 12 days ago
Overview Develop and Implement Compliance Policies: Create and maintain IT compliance policies and procedures to ensure adherence to relevant regulations and standards. Conduct Audits: Plan,...
- New Rochelle, NY (12 miles from Hawthorne, NY)
- 19 days ago
- New Rochelle, NY (12 miles from Hawthorne, NY)
- 19 days ago
Evaluate, develop, and revise Financial Plan policies and practices....
- Paramus, NJ (17 miles from Hawthorne, NY)
- 22 days ago
- Paramus, NJ (17 miles from Hawthorne, NY)
- 22 days ago
It's fun to work in a company where people truly BELIEVE in what they're doing! We're committed to bringing passion and customer focus to the business. Key Responsibilities: Regulatory Monitoring...
- Corona, NY (23 miles from Hawthorne, NY)
- 90+ days ago
- Corona, NY (23 miles from Hawthorne, NY)
- 90+ days ago
Senior Director of Compliance Corona, New York Residential Property Leadership 18291 Property Management Job Description Responsibilities Shape the Future of Affordable Housing at Willets Point...
EEO &Title IX Investigator (Associate Director of Compliance and Diversity)
- Bronx, NY (19 miles from Hawthorne, NY)
- 60+ days ago
- Bronx, NY (19 miles from Hawthorne, NY)
- 60+ days ago
EEO &Title IX Investigator (Associate Director of Compliance and Diversity) POSITION DETAILS Hostos Community College is seeking to fill the position of Associate Director of Compliance and...
Compliance Manager - Agency & Partnership, Onsite
- White Plains, NY (4 miles from Hawthorne, NY)
- 90+ days ago
- White Plains, NY (4 miles from Hawthorne, NY)
- 90+ days ago
OverviewManages compliance management initiatives that impact partnership marketing, including agents, brokers, managing general agents, third-party administrators, and other sales, marketing, and...
Demographic Data for Hawthorne, NY
Moving to Hawthorne, NY? Find some basic demographic data about Hawthorne, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Hawthorne, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Hawthorne, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Prioritizing
- Loss Control
- Commercial Banking
- Know Your Customer
- OFAC
- Public Accounting
- Generally Accepted Accounting Principles
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Lending
- Anti-Money Laundering
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Masters In Education
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Implementation
- Logistics
- Written Communication
- Investigation
- Auditing
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Reporting
- Data Analysis
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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