Compliance Manager Jobs in Brentwood, NC
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Governance Risk Management and Compliance Manager - YOD
- Raleigh, NC (4 miles from Brentwood, NC)
- 15 days ago
- Raleigh, NC (4 miles from Brentwood, NC)
- 15 days ago
Job Summary: Yodlee is seeking a motivated and detail-oriented Governance, Risk Management and Compliance Manager to join our dynamic team....
Senior Auditor - Compliance & Risk Management, RBC Bank
- Raleigh, NC (4 miles from Brentwood, NC)
- 90+ days ago
- Raleigh, NC (4 miles from Brentwood, NC)
- 90+ days ago
Job Summary Job Description What is the Opportunity? Join us as our Audit Manager, Internal Audit Regulatory Compliance and Risk Management in Raleigh, NC. RBC Bank is a subsidiary of Royal Bank...
Senior Corporate Compliance Manager - Training, Communications & Policy
- Rtp, NC (18 miles from Brentwood, NC)
- 60+ days ago
- Rtp, NC (18 miles from Brentwood, NC)
- 60+ days ago
The Senior Corporate Compliance Manager Training, Communications and Policy will be responsible for: OVERSIGHT & RESPONSIBILITY: Lead the strategy, development and execution of the Compliance Departments...
Environmental Services Compliance Manager- REMOTE
- Raleigh, NC (4 miles from Brentwood, NC)
- 90+ days ago
- Raleigh, NC (4 miles from Brentwood, NC)
- 90+ days ago
Job Seekers can review the Job Applicant Privacy Policy by clicking HERE. ( )\ Summary The Environmental Services Compliance Manager is responsible to perform environmental management support, analysis...
Remote WorkDemographic Data for Brentwood, NC
Moving to Brentwood, NC? Find some basic demographic data about Brentwood, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Brentwood, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Brentwood, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Logistics
- Prioritizing
- Claims Management
- Loss Control
- Know Your Customer
- Freddie Mac
- OFAC
- Private Banking
- BSA
- Commercial Lending
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Anti-Money Laundering
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Fraud Investigation
- Due Diligence
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Masters In Education
- Accounting
- Risk Management
- Staffing
- Implementation
- Investigation
- Auditing
- Presentation
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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