Compliance Manager Jobs in Huntersville, NC
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Independent Testing Senior Manager - Compliance & UDAAP Testing CSBB
- Charlotte, NC (12 miles from Huntersville, NC)
- 1 day ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 1 day ago
Certified Regulatory Compliance Manager (CRCM). Certified Internal Auditor (CIA). Chartered Financial Analyst (CFA) or Certified Public Accountant (CPA)....
- Charlotte, NC (12 miles from Huntersville, NC)
- 2 days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 2 days ago
We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
Independent Testing Manager - Compliance & UDAAP Testing CSBB
- Charlotte, NC (12 miles from Huntersville, NC)
- 4 days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 4 days ago
Certified Regulatory Compliance Manager (CRCM). Certified Internal Auditor (CIA). Chartered Financial Analyst (CFA) or Certified Public Accountant (CPA)....
Sr. Director, Compliance Advisory
- Charlotte, NC (12 miles from Huntersville, NC)
- 14 days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 14 days ago
Varo is an entirely new kind of bank. All digital, mission-driven, FDIC insured and designed for the way our customers live their lives. A bank for all of us. As the Sr. Compliance Advisory...
Senior Audit Manager - Compliance
- Charlotte, NC (12 miles from Huntersville, NC)
- 21 days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 21 days ago
Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for...
- Charlotte, NC (12 miles from Huntersville, NC)
- 23 days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 23 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Remote WorkCompliance Manager - Compliance Monitoring and Programs
- Charlotte, NC (12 miles from Huntersville, NC)
- 27 days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 27 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
- Charlotte, NC (12 miles from Huntersville, NC)
- 30+ days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 30+ days ago
Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for...
Compliance Director, Commercial and Small Business Banking
- Charlotte, NC (12 miles from Huntersville, NC)
- 28 days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 28 days ago
Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk management experience a plus Extensive Operational knowledge as pertains to implementation of regulatory requirements...
- Charlotte, NC (12 miles from Huntersville, NC)
- 30+ days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 30+ days ago
Corning Incorporated IT Trade Compliance Manager in Charlotte , North Carolina IT Trade Compliance Manager Date: Feb 26, 2025 Location: Charlotte, NC, US, 28216 Company: Corning Requisition Number:...
- Charlotte, NC (12 miles from Huntersville, NC)
- 60+ days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 60+ days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Audit Project Manager - Compliance
- Charlotte, NC (12 miles from Huntersville, NC)
- 60+ days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 60+ days ago
Location: On site at location listed in job posting SUMMARY: Primarily responsible for completing audit engagement assignments with minimal supervision. The Audit Project Manager is expected to:...
Governmental Interactions Compliance Manager
- Charlotte, NC (12 miles from Huntersville, NC)
- 60+ days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 60+ days ago
At U.S. Bank, were on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
Demographic Data for Huntersville, NC
Moving to Huntersville, NC? Find some basic demographic data about Huntersville, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Huntersville, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Huntersville, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Prioritizing
- Loss Control
- Commercial Banking
- Know Your Customer
- OFAC
- Private Banking
- Public Accounting
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Lending
- Anti-Money Laundering
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Masters In Education
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Implementation
- Logistics
- Written Communication
- Investigation
- Auditing
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Reporting
- Data Analysis
- Bachelor's Degree
- Coaching
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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