Compliance Manager Jobs in Waxhaw, NC
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Charlotte, NC (21 miles from Waxhaw, NC)
- 1 day ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 1 day ago
Corning Incorporated IT Trade Compliance Manager in Charlotte , North Carolina IT Trade Compliance Manager Date: Feb 26, 2025 Location: Charlotte, NC, US, 28216 Company: Corning Requisition Number:...
- Charlotte, NC (21 miles from Waxhaw, NC)
- 9 days ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 9 days ago
We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
- Charlotte, NC (21 miles from Waxhaw, NC)
- 30+ days ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 30+ days ago
This Compliance Director will play a critical role in the Vanguard Enterprise Compliance Program with specific responsibility for Vanguards Technology, Cyber Security, Information Security, and...
- Charlotte, NC (21 miles from Waxhaw, NC)
- 30+ days ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 30+ days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Audit Project Manager - Compliance
- Charlotte, NC (21 miles from Waxhaw, NC)
- 30+ days ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 30+ days ago
Location: On site at location listed in job posting SUMMARY: Primarily responsible for completing audit engagement assignments with minimal supervision. The Audit Project Manager is expected to:...
Governmental Interactions Compliance Manager
- Charlotte, NC (21 miles from Waxhaw, NC)
- 45+ days ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 45+ days ago
At U.S. Bank, were on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
Senior Compliance Director, Head of Retail Regulatory Enablement
- Charlotte, NC (21 miles from Waxhaw, NC)
- 90+ days ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 90+ days ago
Financial integrity from the inside out Vanguards core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. Known for our...
Audit Senior Director - Compliance & Ethics
- Charlotte, NC (21 miles from Waxhaw, NC)
- 90+ days ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 90+ days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Demographic Data for Waxhaw, NC
Moving to Waxhaw, NC? Find some basic demographic data about Waxhaw, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Waxhaw, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Waxhaw, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Genetics
- Prioritizing
- Data Collection
- Know Your Customer
- OFAC
- Public Accounting
- Technical Accounting
- Generally Accepted Accounting Principles
- Financial Statements
- BSA
- Consolidation
- Journal Entries
- Securities and Exchange Commission
- Internal Control
- Lending
- Financial Reporting
- Anti-Money Laundering
- Financial Services
- Account Reconciliation
- Reconciliations
- Due Diligence
- Cost Reduction
- Finance
- Masters In Education
- Accounting
- Strategy Development
- Risk Management
- Collections
- Implementation
- Auditing
- Investigation
- Consulting
- Mentoring
- Flexibility
- Data Analysis
- Collaboration
- Coaching
- Documentation
- Reporting
- Bachelor's Degree
- Regulations
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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