Compliance Manager Jobs in Mount Juliet, TN
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Accounting & Compliance Manager
- Brentwood, TN (22 miles from Mount Juliet, TN)
- 3 days ago
- Brentwood, TN (22 miles from Mount Juliet, TN)
- 3 days ago
About the Position The SPG Accounting & Compliance Manager position reports to the Accounting & Compliance Sr Manager, and is responsible for month-end close processes for all current and acquired Broker...
Vice President Assistant Director of Compliance
- Nashville, TN (18 miles from Mount Juliet, TN)
- 15 days ago
- Nashville, TN (18 miles from Mount Juliet, TN)
- 15 days ago
Who We Are AllianceBernstein (AB) is a global investment-management firm providing industry-leading research and investment solutions through a combination of innovation, intellectual curiosity,...
Laboratory Quality & Compliance Manager
- Nashville, TN (18 miles from Mount Juliet, TN)
- 60+ days ago
- Nashville, TN (18 miles from Mount Juliet, TN)
- 60+ days ago
**The Laboratory Quality & Compliance Manager** oversees all quality management activities for the clinical laboratory including quality control, quality assurance and quality improvement including...
Audit & Compliance Manager, Transportation Risk and Compliance (TRC)
- Nashville, TN (18 miles from Mount Juliet, TN)
- 60+ days ago
- Nashville, TN (18 miles from Mount Juliet, TN)
- 60+ days ago
TRC is looking for a high-judgment individual to join us as an Audit & Compliance Manager to assess AFPs compliance against contractual and legal requirements, and drive a compliance culture both internally...
Environmental Services Compliance Manager- REMOTE
- Nashville, TN (18 miles from Mount Juliet, TN)
- 90+ days ago
- Nashville, TN (18 miles from Mount Juliet, TN)
- 90+ days ago
Job Seekers can review the Job Applicant Privacy Policy by clicking HERE. ( )\ Summary The Environmental Services Compliance Manager is responsible to perform environmental management support, analysis...
Remote WorkDemographic Data for Mount Juliet, TN
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Salary for Compliance Manager Jobs in Mount Juliet, TN
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Mount Juliet, TN offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Prioritizing
- Loss Control
- Commercial Banking
- Know Your Customer
- OFAC
- Public Accounting
- Generally Accepted Accounting Principles
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Lending
- Anti-Money Laundering
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Masters In Education
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Implementation
- Logistics
- Written Communication
- Investigation
- Auditing
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Reporting
- Data Analysis
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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