Compliance Specialist Jobs in Alameda, CA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Fair Banking Compliance Officer
- Walnut Creek, CA (13 miles from Alameda, CA)
- 1 day ago
- Walnut Creek, CA (13 miles from Alameda, CA)
- 1 day ago
FAIR BANKING COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? The Fair Banking Compliance Officer is responsible for assessing risks related to unfair, deceptive, and abusive acts and practices...
Sr. Security Governance, Risk & Compliance Analyst - Paze
- San Francisco, CA (7 miles from Alameda, CA)
- 2 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 2 days ago
At Early Warning, we've powered and protected the U.S. financial system for over thirty years with cutting-edge solutions like Zelle, Paze, and so much more. As a trusted name in payments, we...
- San Francisco, CA (7 miles from Alameda, CA)
- 2 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 2 days ago
About CoinList CoinList helps the best crypto projects grow their communities and raise capital. We've helped teams like Solana, Filecoin, Peaq, and WalletConnect raise over $1B and connect with...
Senior Regulatory Affairs Specialist
- Redwood City, CA (21 miles from Alameda, CA)
- 3 days ago
- Redwood City, CA (21 miles from Alameda, CA)
- 3 days ago
About NevroNevro (NYSE: NVRO) is a global medical device company headquartered in Redwood City, California.We are focused on delivering comprehensive, life-changing solutions that continue to set...
- San Francisco, CA (7 miles from Alameda, CA)
- 8 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 8 days ago
In this role, the Compliance Associate will be responsible for upholding the firm's standards of integrity and regulatory adherence. The candidate will assist in maintaining the Code of Ethics...
- San Francisco, CA (7 miles from Alameda, CA)
- 9 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 9 days ago
LHH is working with an exceptional company in San Francisco, CA. They are looking for a Compliance Associate and you would go 3 days onsite and be 2 days working from home. Responsibilities:...
Principal Regulatory Affairs Specialist - US New Product Introduction - Diabetes Care (on-site)
- Alameda, CA
- 13 days ago
- Alameda, CA
- 13 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Compliance Officer, Marketing & Advisory
- San Francisco, CA (7 miles from Alameda, CA)
- 14 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 14 days ago
Varo is an entirely new kind of bank. All digital, mission-driven, FDIC insured and designed for the way our customers live their lives. A bank for all of us. As the Compliance Officer, Marketing...
Principal Regulatory Affairs Specialist (Business Partnerships).
- Alameda, CA
- 16 days ago
- Alameda, CA
- 16 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Compliance Associate, Complaints
- San Francisco, CA (7 miles from Alameda, CA)
- 21 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 21 days ago
About the role We are hiring a Compliance Associate to join our Compliance team within our Operations and Member Experience Advisory pillar. As a Compliance Associate, you'll advise in...
Regulatory Affairs Specialist Life Sciences
- South San Francisco, CA (11 miles from Alameda, CA)
- 21 days ago
- South San Francisco, CA (11 miles from Alameda, CA)
- 21 days ago
We are seeking a Life Sciences-Regulatory Affairs Specialist for an assignment in South San Francisco California.
Governance, Risk & Compliance Analyst
- San Francisco, CA (7 miles from Alameda, CA)
- 23 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 23 days ago
Perplexity is seeking a highly experienced Governance, Risk & Compliance Analyst to join our world-class team. As an early hire for this critical role, you will assist and help shape our...
Chemical Regulatory Affairs Specialist - Contract
- Redwood City, CA (21 miles from Alameda, CA)
- 24 days ago
- Redwood City, CA (21 miles from Alameda, CA)
- 24 days ago
Ultimate Staffing is seeking a Chemical Regulatory Affairs Specialist to join a client in Redwood City. This is a contract position scheduled to last approximately through October. The role is...
Risk & Compliance - Associate Manager
- San Francisco, CA (7 miles from Alameda, CA)
- 24 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 24 days ago
Risk & Compliance - Associate Manager Risk & Compliance - Associate Manager Missouri Street 415, 94107 San Francisco, Etats-Unis Company description About Sia Sia is a next-generation, global...
Senior Compliance Associate, Compliance Operations - Marketing and Advertising Compliance
- Palo Alto, CA (23 miles from Alameda, CA)
- 29 days ago
- Palo Alto, CA (23 miles from Alameda, CA)
- 29 days ago
Product experience including mutual funds, money market funds, ETFs, margin products and 529 plans....
Demographic Data for Alameda, CA
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Salary for Compliance Specialist Jobs in Alameda, CA
Required or preferred licenses and certifications for Compliance Specialist positions.
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Compliance Specialists in Alameda, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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