Compliance Specialist Jobs in Los Angeles, CA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Compliance & Regulatory Affairs Specialist
- Diamond Bar, CA (24 miles from Los Angeles, CA)
- 1 day ago
- Diamond Bar, CA (24 miles from Los Angeles, CA)
- 1 day ago
At Niagara, we're looking for Team Members who want to be part of achieving our mission to provide our customers the highest quality most affordable bottled water. Consider applying here, if you...
I can succeed as a Senior Compliance Associate at Capital Group. As a Senior Compliance Associate, you will help to ensure we comply with regulations, requirements, and policies. Youll conduct...
- San Fernando, CA (24 miles from Los Angeles, CA)
- 12 days ago
- San Fernando, CA (24 miles from Los Angeles, CA)
- 12 days ago
Regulatory Affairs Specialist Regulatory Affairs San Fernando Valley, CA, US Pay Rate Low: 31 | Pay Rate High: 35 A leading company in the food and beverage industry is seeking a Regulatory...
- Los Angeles, CA
- 12 days ago
- Los Angeles, CA
- 12 days ago
The Information Security Regulatory Compliance Analyst is responsible for ensuring that the organization's information security policies and practices comply with relevant laws, regulations, and...
Regulatory Affairs Specialist III - Food & Bev
- San Fernando, CA (24 miles from Los Angeles, CA)
- 14 days ago
- San Fernando, CA (24 miles from Los Angeles, CA)
- 14 days ago
Regulatory Affairs Specialist III - Food & Bev Kelly - 3.8 San Fernando, CA Job Details Full-time $31 - $35 an hour 23 hours ago Benefits Paid holidays Disability insurance Health insurance Dental...
Regulatory Compliance Specialist
- Brea, CA (21 miles from Los Angeles, CA)
- 14 days ago
- Brea, CA (21 miles from Los Angeles, CA)
- 14 days ago
Employment Type: Salaried Work Arrangement: Remote Position Summary: We are seeking a Regulatory Compliance Specialist to join our team of food regulatory professionals, to provide expertise in regulatory...
IS Regulatory Compliance Analyst - IS Security - Full Time 8 Hour Days (Non-Exempt) (Non-Union)
- Los Angeles, CA
- 14 days ago
- Los Angeles, CA
- 14 days ago
The Information Security Regulatory Compliance Analyst is responsible for ensuring that the organization's information security policies and practices comply with relevant laws, regulations, and...
Axos Bank Target Range: $100,000.00/Yr. - $115,000.00/Yr. Actual starting pay will vary based on factors including, but not limited to, geographic location, experience, skills, specialty, and...
Regulatory Affairs Specialist III Food & Bev
- San Fernando, CA (24 miles from Los Angeles, CA)
- 15 days ago
- San Fernando, CA (24 miles from Los Angeles, CA)
- 15 days ago
Regulatory Affairs Specialist III Food & Bev Kelly Science & Clinical is seeking a Regulatory Affairs Specialist III for a temp-to-hire position at a leading company in the food, flavor, and...
COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Consumer Compliance Officer is responsible for managing and maintaining assigned areas of the compliance program covering consumer...
"I can succeed as a Senior Compliance Associate at Capital Group." We are recruiting for a Senior Compliance Associate for our Client Services Compliance Team which provides compliance support for...
Would you like to join an international team working to improve the future of healthcare? Do you want to enhance the lives of millions of people? Grifols is a global healthcare company that since...
We are UMG, the Universal Music Group. We are the world's leading music company. In everything we do, we are committed to artistry, innovation and entrepreneurship. We own and operate a broad...
Only qualified Compliance and Risk Analyst candidates located near the Los Angeles, CA area to be considered due to the position requiring an onsite presence*** Job Description: 3-5 years...
Export Compliance Officer II for Training & Communication
- Torrance, CA (10 miles from Los Angeles, CA)
- 45+ days ago
- Torrance, CA (10 miles from Los Angeles, CA)
- 45+ days ago
Senior Export Compliance Officer for Training & Communications Clearwater, FL #hybrid after first 90 days The future is what you make it. When you join Honeywell, you become a member of our global...
Demographic Data for Los Angeles, CA
Moving to Los Angeles, CA? Find some basic demographic data about Los Angeles, CA below.
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Salary for Compliance Specialist Jobs in Los Angeles, CA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Los Angeles, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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