Compliance Specialist Jobs in Orange, CA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Compliance & Regulatory Affairs Specialist
- Diamond Bar, CA (14 miles from Orange, CA)
- 15 hours ago
- Diamond Bar, CA (14 miles from Orange, CA)
- 15 hours ago
At Niagara, we're looking for Team Members who want to be part of achieving our mission to provide our customers the highest quality most affordable bottled water. Consider applying here, if you...
Senior Regulatory Affairs Specialist - BD Advanced Patient Monitoring
- Laguna Beach, CA (17 miles from Orange, CA)
- 7 days ago
- Laguna Beach, CA (17 miles from Orange, CA)
- 7 days ago
Becton Dickinson (BD) recently completed the acquisition of the Edwards Critical Care business. This position is part of the Critical Care division, and as such will become a part of the BD...
- Irvine, CA (6 miles from Orange, CA)
- 8 days ago
- Irvine, CA (6 miles from Orange, CA)
- 8 days ago
"I can succeed as a Senior Compliance Associate at Capital Group." As a Senior Compliance Associate, you will help to ensure we comply with regulations, requirements, and policies. You'll conduct...
- Irvine, CA (6 miles from Orange, CA)
- 9 days ago
- Irvine, CA (6 miles from Orange, CA)
- 9 days ago
Who We Are Founded in 1965, UC Irvine is a member of the prestigious Association of American Universities and is ranked among the nation's top 10 public universities by U.S. News & World Report....
Risk and Compliance Analyst University of California Irvine
- Irvine, CA (6 miles from Orange, CA)
- 10 days ago
- Irvine, CA (6 miles from Orange, CA)
- 10 days ago
Who We Are Founded in 1965, UC Irvine is a member of the prestigious Association of American Universities and is ranked among the nation's top 10 public universities by U.S. News & World Report....
IT GRC (Governance, Risk & Compliance) Analyst
- Irvine, CA (6 miles from Orange, CA)
- 10 days ago
- Irvine, CA (6 miles from Orange, CA)
- 10 days ago
Kura Sushi USA is a publicly traded U.S. company established in 2008 as a subsidiary of Kura Sushi, Inc. We are an innovative and tech interactive Japanese restaurant chain serving up the ultimate...
Regulatory Compliance Specialist
- Brea, CA (9 miles from Orange, CA)
- 13 days ago
- Brea, CA (9 miles from Orange, CA)
- 13 days ago
Employment Type: Salaried Work Arrangement: Remote Position Summary: We are seeking a Regulatory Compliance Specialist to join our team of food regulatory professionals, to provide expertise in regulatory...
- Newport Beach, CA (13 miles from Orange, CA)
- 13 days ago
- Newport Beach, CA (13 miles from Orange, CA)
- 13 days ago
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
- Irvine, CA (6 miles from Orange, CA)
- 14 days ago
- Irvine, CA (6 miles from Orange, CA)
- 14 days ago
Axos Bank Target Range: $100,000.00/Yr. - $115,000.00/Yr. Actual starting pay will vary based on factors including, but not limited to, geographic location, experience, skills, specialty, and...
- Irvine, CA (6 miles from Orange, CA)
- 22 days ago
- Irvine, CA (6 miles from Orange, CA)
- 22 days ago
"I can succeed as a Senior Compliance Associate at Capital Group." We are recruiting for a Senior Compliance Associate for our Client Services Compliance Team which provides compliance support for...
Who We Are Founded in 1965, UC Irvine is a member of the prestigious Association of American Universities and is ranked among the nation's top 10 public universities by U.S. News & World Report....
- Irvine, CA (6 miles from Orange, CA)
- 30+ days ago
- Irvine, CA (6 miles from Orange, CA)
- 30+ days ago
Job Description: Responsibilities Review incoming documents from Suppliers (e.g., SOC 2 Type II reports, high level system architecture diagrams, information security policies) Consult with other...
Regulatory Affairs Specialist III
- Irvine, CA (6 miles from Orange, CA)
- 30+ days ago
- Irvine, CA (6 miles from Orange, CA)
- 30+ days ago
Regulatory Affairs Specialist III Kelly - 3.8 Irvine, CA Job Details Full-time 19 hours ago Benefits Paid holidays Disability insurance Health insurance Dental insurance 401(k) Paid time off...
Regulatory Affairs Analyst University of California Irvine Health
- Orange, CA
- 45+ days ago
- Orange, CA
- 45+ days ago
Regulatory Affairs Analyst Req ID: 97879 Location: Orange, California Division: VC Health Affairs Department: Stem Cell Research Center Position Type: Full Time Salary Range Minimum: USD...
Vice President, Compliance Officer - Anti-Financial Crime
- Newport Beach, CA (13 miles from Orange, CA)
- 45+ days ago
- Newport Beach, CA (13 miles from Orange, CA)
- 45+ days ago
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients capital across a range of fixed income and credit opportunities,...
Demographic Data for Orange, CA
Moving to Orange, CA? Find some basic demographic data about Orange, CA below.
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Salary for Compliance Specialist Jobs in Orange, CA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Orange, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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