Compliance Specialist Jobs in Palo Alto, CA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Cybersecurity Risk and Compliance Analyst
- Santa Clara, CA (12 miles from Palo Alto, CA)
- 1 day ago
- Santa Clara, CA (12 miles from Palo Alto, CA)
- 1 day ago
About Marvell Marvells semiconductor solutions are the essential building blocks of the data infrastructure that connects our world. Across enterprise, cloud and AI, automotive, and carrier...
Senior Regulatory Affairs Specialist
- Redwood City, CA (5 miles from Palo Alto, CA)
- 2 days ago
- Redwood City, CA (5 miles from Palo Alto, CA)
- 2 days ago
About NevroNevro (NYSE: NVRO) is a global medical device company headquartered in Redwood City, California.We are focused on delivering comprehensive, life-changing solutions that continue to set...
Staff Regulatory Affairs Specialist - Hybrid
- Milpitas, CA (18 miles from Palo Alto, CA)
- 3 days ago
- Milpitas, CA (18 miles from Palo Alto, CA)
- 3 days ago
Summary Job Description We are the makers of possible BD is one of the largest global medical technology companies in the world. Advancing the world of health is our Purpose, and its no small...
- Pleasanton, CA (21 miles from Palo Alto, CA)
- 8 days ago
- Pleasanton, CA (21 miles from Palo Alto, CA)
- 8 days ago
Albertsons-Safeway's Northern California Division has an opening for a Compliance Auditor supporting retail store operations throughout Northern California, Nevada, and Hawaii. Primary...
Regulatory Affairs Specialist - (NMPA/CFDA)
- Sunnyvale, CA (8 miles from Palo Alto, CA)
- 10 days ago
- Sunnyvale, CA (8 miles from Palo Alto, CA)
- 10 days ago
Company Description At Intuitive, we are united behind our mission: we believe that minimally invasive care is life-enhancing care. Through ingenuity and intelligent technology, we expand the...
Principal Regulatory Affairs Specialist - US New Product Introduction - Diabetes Care (on-site)
- Alameda, CA (23 miles from Palo Alto, CA)
- 12 days ago
- Alameda, CA (23 miles from Palo Alto, CA)
- 12 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Specialist - Hybrid
- Milpitas, CA (18 miles from Palo Alto, CA)
- 13 days ago
- Milpitas, CA (18 miles from Palo Alto, CA)
- 13 days ago
Summary As Regulatory Affairs Specialist, you will be working in the BD Biosciences Unit on IVD devices with a focus on meeting sustaining IVDR requirements with guidance from the Regulatory...
Principal Regulatory Affairs Specialist (Business Partnerships).
- Alameda, CA (23 miles from Palo Alto, CA)
- 16 days ago
- Alameda, CA (23 miles from Palo Alto, CA)
- 16 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Senior Regulatory Affairs Specialist
- Sunnyvale, CA (8 miles from Palo Alto, CA)
- 20 days ago
- Sunnyvale, CA (8 miles from Palo Alto, CA)
- 20 days ago
Company Description At Intuitive, we are united behind our mission: we believe that minimally invasive care is life-enhancing care. Through ingenuity and intelligent technology, we expand the...
Regulatory Affairs Specialist Life Sciences
- South San Francisco, CA (21 miles from Palo Alto, CA)
- 21 days ago
- South San Francisco, CA (21 miles from Palo Alto, CA)
- 21 days ago
We are seeking a Life Sciences-Regulatory Affairs Specialist for an assignment in South San Francisco California.
Sr Regulatory Affairs Specialist
- Campbell, CA (15 miles from Palo Alto, CA)
- 22 days ago
- Campbell, CA (15 miles from Palo Alto, CA)
- 22 days ago
Title: Sr Regulatory Affairs Specialist This position is based in our Campbell, California offices. This position is on-site, full-time. Why Imperative Care? Do you want to make a real impact on...
Chemical Regulatory Affairs Specialist - Contract
- Redwood City, CA (5 miles from Palo Alto, CA)
- 23 days ago
- Redwood City, CA (5 miles from Palo Alto, CA)
- 23 days ago
Ultimate Staffing is seeking a Chemical Regulatory Affairs Specialist to join a client in Redwood City. This is a contract position scheduled to last approximately through October. The role is...
Senior Compliance Associate, Compliance Operations - Marketing and Advertising Compliance
- Palo Alto, CA
- 28 days ago
- Palo Alto, CA
- 28 days ago
Product experience including mutual funds, money market funds, ETFs, margin products and 529 plans....
Senior Regulatory Affairs Specialist - Digital Health Technologies (on-site)
- Milpitas, CA (18 miles from Palo Alto, CA)
- 90+ days ago
- Milpitas, CA (18 miles from Palo Alto, CA)
- 90+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Senior Information Security Governance, Risk and Compliance Analyst
- Menlo Park, CA (2 miles from Palo Alto, CA)
- 30+ days ago
- Menlo Park, CA (2 miles from Palo Alto, CA)
- 30+ days ago
Build the future of the AI Data Cloud. Join the Snowflake team. Were at the forefront of the data revolution, committed to building the worlds greatest data and applications platform. Our get it...
Demographic Data for Palo Alto, CA
Moving to Palo Alto, CA? Find some basic demographic data about Palo Alto, CA below.
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Salary for Compliance Specialist Jobs in Palo Alto, CA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Palo Alto, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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