Compliance Specialist Jobs in Redwood City, CA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Cybersecurity Risk and Compliance Analyst
- Santa Clara, CA (17 miles from Redwood City, CA)
- 1 day ago
- Santa Clara, CA (17 miles from Redwood City, CA)
- 1 day ago
About Marvell Marvells semiconductor solutions are the essential building blocks of the data infrastructure that connects our world. Across enterprise, cloud and AI, automotive, and carrier...
Sr. Security Governance, Risk & Compliance Analyst - Paze
- San Francisco, CA (23 miles from Redwood City, CA)
- 1 day ago
- San Francisco, CA (23 miles from Redwood City, CA)
- 1 day ago
At Early Warning, we've powered and protected the U.S. financial system for over thirty years with cutting-edge solutions like Zelle, Paze, and so much more. As a trusted name in payments, we...
- San Francisco, CA (23 miles from Redwood City, CA)
- 1 day ago
- San Francisco, CA (23 miles from Redwood City, CA)
- 1 day ago
About CoinList CoinList helps the best crypto projects grow their communities and raise capital. We've helped teams like Solana, Filecoin, Peaq, and WalletConnect raise over $1B and connect with...
About NevroNevro (NYSE: NVRO) is a global medical device company headquartered in Redwood City, California.We are focused on delivering comprehensive, life-changing solutions that continue to set...
Staff Regulatory Affairs Specialist - Hybrid
- Milpitas, CA (23 miles from Redwood City, CA)
- 3 days ago
- Milpitas, CA (23 miles from Redwood City, CA)
- 3 days ago
Summary Job Description We are the makers of possible BD is one of the largest global medical technology companies in the world. Advancing the world of health is our Purpose, and its no small...
- San Francisco, CA (23 miles from Redwood City, CA)
- 7 days ago
- San Francisco, CA (23 miles from Redwood City, CA)
- 7 days ago
In this role, the Compliance Associate will be responsible for upholding the firm's standards of integrity and regulatory adherence. The candidate will assist in maintaining the Code of Ethics...
- Pleasanton, CA (24 miles from Redwood City, CA)
- 8 days ago
- Pleasanton, CA (24 miles from Redwood City, CA)
- 8 days ago
Albertsons-Safeway's Northern California Division has an opening for a Compliance Auditor supporting retail store operations throughout Northern California, Nevada, and Hawaii. Primary...
- San Francisco, CA (23 miles from Redwood City, CA)
- 8 days ago
- San Francisco, CA (23 miles from Redwood City, CA)
- 8 days ago
LHH is working with an exceptional company in San Francisco, CA. They are looking for a Compliance Associate and you would go 3 days onsite and be 2 days working from home. Responsibilities:...
Regulatory Affairs Specialist - (NMPA/CFDA)
- Sunnyvale, CA (13 miles from Redwood City, CA)
- 10 days ago
- Sunnyvale, CA (13 miles from Redwood City, CA)
- 10 days ago
Company Description At Intuitive, we are united behind our mission: we believe that minimally invasive care is life-enhancing care. Through ingenuity and intelligent technology, we expand the...
Principal Regulatory Affairs Specialist - US New Product Introduction - Diabetes Care (on-site)
- Alameda, CA (21 miles from Redwood City, CA)
- 12 days ago
- Alameda, CA (21 miles from Redwood City, CA)
- 12 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Specialist - Hybrid
- Milpitas, CA (23 miles from Redwood City, CA)
- 13 days ago
- Milpitas, CA (23 miles from Redwood City, CA)
- 13 days ago
Summary As Regulatory Affairs Specialist, you will be working in the BD Biosciences Unit on IVD devices with a focus on meeting sustaining IVDR requirements with guidance from the Regulatory...
Compliance Officer, Marketing & Advisory
- San Francisco, CA (23 miles from Redwood City, CA)
- 13 days ago
- San Francisco, CA (23 miles from Redwood City, CA)
- 13 days ago
Varo is an entirely new kind of bank. All digital, mission-driven, FDIC insured and designed for the way our customers live their lives. A bank for all of us. As the Compliance Officer, Marketing...
Principal Regulatory Affairs Specialist (Business Partnerships).
- Alameda, CA (21 miles from Redwood City, CA)
- 16 days ago
- Alameda, CA (21 miles from Redwood City, CA)
- 16 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Compliance Associate, Complaints
- San Francisco, CA (23 miles from Redwood City, CA)
- 20 days ago
- San Francisco, CA (23 miles from Redwood City, CA)
- 20 days ago
About the role We are hiring a Compliance Associate to join our Compliance team within our Operations and Member Experience Advisory pillar. As a Compliance Associate, you'll advise in...
Senior Regulatory Affairs Specialist
- Sunnyvale, CA (13 miles from Redwood City, CA)
- 20 days ago
- Sunnyvale, CA (13 miles from Redwood City, CA)
- 20 days ago
Company Description At Intuitive, we are united behind our mission: we believe that minimally invasive care is life-enhancing care. Through ingenuity and intelligent technology, we expand the...
Demographic Data for Redwood City, CA
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Salary for Compliance Specialist Jobs in Redwood City, CA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Redwood City, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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