Compliance Specialist Jobs in Santa Clarita, CA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Additional Location(s): US-CA-Valencia; US-CA-Sunnyvale Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High Performance At Boston Scientific, we'll give you the...
- San Fernando, CA (16 miles from Santa Clarita, CA)
- 11 days ago
- San Fernando, CA (16 miles from Santa Clarita, CA)
- 11 days ago
Regulatory Affairs Specialist Regulatory Affairs San Fernando Valley, CA, US Pay Rate Low: 31 | Pay Rate High: 35 A leading company in the food and beverage industry is seeking a Regulatory...
Regulatory Affairs Specialist III - Food & Bev
- San Fernando, CA (16 miles from Santa Clarita, CA)
- 13 days ago
- San Fernando, CA (16 miles from Santa Clarita, CA)
- 13 days ago
Regulatory Affairs Specialist III - Food & Bev Kelly - 3.8 San Fernando, CA Job Details Full-time $31 - $35 an hour 23 hours ago Benefits Paid holidays Disability insurance Health insurance Dental...
Regulatory Affairs Specialist III Food & Bev
- San Fernando, CA (16 miles from Santa Clarita, CA)
- 14 days ago
- San Fernando, CA (16 miles from Santa Clarita, CA)
- 14 days ago
Regulatory Affairs Specialist III Food & Bev Kelly Science & Clinical is seeking a Regulatory Affairs Specialist III for a temp-to-hire position at a leading company in the food, flavor, and...
Senior Regulatory Affairs Specialist
- Valencia, CA (2 miles from Santa Clarita, CA)
- 30+ days ago
- Valencia, CA (2 miles from Santa Clarita, CA)
- 30+ days ago
Additional Location(s): US-CA-Valencia; US-CA-Sunnyvale; US-MN-Arden Hills; US-MN-Maple Grove; US-MN-Minnetonka Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High...
- Valencia, CA (2 miles from Santa Clarita, CA)
- 45+ days ago
- Valencia, CA (2 miles from Santa Clarita, CA)
- 45+ days ago
Regulatory Affairs Specialist Valencia, CA Kelly Science & Clinical is seeking a Regulatory Specialist for a temporary, long-term position (approx. 1 year) at a biotech company in Valencia, CA,...
REGULATORY AFFAIRS SPECILIST needed immediately!!! CALL Maria RIGHT AWAY ... If you enjoy being part of a company contributing to saving lives - This might be for you. This position assists the...
Company: Kelly Services Location: Santa Clarita, CA Career Level: Associate Industries: Recruitment Agency, Staffing, Job Board Description Regulatory Affairs Specialist - Valencia, CA Kelly...
Demographic Data for Santa Clarita, CA
Moving to Santa Clarita, CA? Find some basic demographic data about Santa Clarita, CA below.
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Salary for Compliance Specialist Jobs in Santa Clarita, CA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Santa Clarita, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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