Compliance Specialist Jobs in Sunnyvale, CA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Regulatory Affairs Specialist I - Heart Failure (on-site)
- Pleasanton, CA (19 miles from Sunnyvale, CA)
- 2 days ago
- Pleasanton, CA (19 miles from Sunnyvale, CA)
- 2 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Specialist II - Heart Failure
- Pleasanton, CA (19 miles from Sunnyvale, CA)
- 3 hours ago
- Pleasanton, CA (19 miles from Sunnyvale, CA)
- 3 hours ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Specialist I - Heart Failure (on-site)
- Pleasanton, CA (19 miles from Sunnyvale, CA)
- 1 day ago
- Pleasanton, CA (19 miles from Sunnyvale, CA)
- 1 day ago
Pleasanton : 6101 Stoneridge Dr ADDITIONAL LOCATIONS: WORK SHIFT: Standard TRAVEL: Yes, 5 % of the Time MEDICAL SURVEILLANCE: No SIGNIFICANT WORK ACTIVITIES: Awkward/forceful/repetitive (arms...
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 2 days ago
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 2 days ago
funds, money market funds, ETFs, margin products and 529 plans Experience with or general understanding of broader financial services including investment advisory and banking Estimated annual salary...
Sr Regulatory Affairs Specialist (Remote) - Shockwave
- Santa Clara, CA (4 miles from Sunnyvale, CA)
- 2 days ago
- Santa Clara, CA (4 miles from Sunnyvale, CA)
- 2 days ago
J&J Family of Companies Sr Regulatory Affairs Specialist (Remote) - Shockwave in Santa Clara , California At Johnson & Johnson,we believe health is everything. Our strength in healthcare...
Remote WorkUS Payroll Compliance Officer - HROP - San Jose
- San Jose, CA (7 miles from Sunnyvale, CA)
- 7 days ago
- San Jose, CA (7 miles from Sunnyvale, CA)
- 7 days ago
About ByteDanceFounded in 2012, ByteDance's mission is to inspire creativity and enrich life. With a suite of more than a dozen products, including TikTok as well as platforms specific to the...
Finance Risk Compliance - Consultant/Manager
- Mountain View, CA (2 miles from Sunnyvale, CA)
- 12 days ago
- Mountain View, CA (2 miles from Sunnyvale, CA)
- 12 days ago
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Associate Regulatory Affairs Specialist, Operations
- Santa Clara, CA (4 miles from Sunnyvale, CA)
- 14 days ago
- Santa Clara, CA (4 miles from Sunnyvale, CA)
- 14 days ago
Job Title: Associate Regulatory Affairs Specialist, Operations Job Description The Associate Regulatory Affairs Operations Specialist will help secure and retain global regulatory approvals for...
Sanctions Compliance Officer (SCO)
- San Jose, CA (7 miles from Sunnyvale, CA)
- 14 days ago
- San Jose, CA (7 miles from Sunnyvale, CA)
- 14 days ago
At TreviPay, we believe loyalty begins at the payment. Thousands of sellers use our global B2B payments and invoicing network to provide choice and convenience to buyers, open new markets and...
Principal Regulatory Affairs Specialist - Heart Failure (on-site)
- Pleasanton, CA (19 miles from Sunnyvale, CA)
- 15 days ago
- Pleasanton, CA (19 miles from Sunnyvale, CA)
- 15 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Kelly Science & Clinical is currently recruiting for a Senior Regulatory Affairs Specialist for a 2-year contract opportunity with a leading molecular diagnostics company at their Sunnyvale, CA...
Sr. Regulatory Affairs Specialist I
- San Jose, CA (7 miles from Sunnyvale, CA)
- 17 days ago
- San Jose, CA (7 miles from Sunnyvale, CA)
- 17 days ago
Sr. Regulatory Affairs Specialist I Department: Quality Employment Type: Full Time Location: US-California-San Jose Compensation: $118,100 - $138,600 / year Description The Sr. Regulatory Affairs...
Senior Regulatory Affairs Specialist
- Redwood City, CA (13 miles from Sunnyvale, CA)
- 30+ days ago
- Redwood City, CA (13 miles from Sunnyvale, CA)
- 30+ days ago
About Nevro Nevro (NYSE: NVRO) is a global medical device company headquartered in Redwood City, California. We are focused on delivering comprehensive, life-changing solutions that continue to...
Compliance Associate, Transaction Monitoring
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 30+ days ago
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 30+ days ago
funds, money market funds, ETFs, margin products and 529 plans Experience with or general understanding of broader financial services including investment advisory and banking Estimated annual salary...
Sr. Global Security Compliance & Risk Analyst
- San Mateo, CA (20 miles from Sunnyvale, CA)
- 45+ days ago
- San Mateo, CA (20 miles from Sunnyvale, CA)
- 45+ days ago
Build the future of the AI Data Cloud. Join the Snowflake team. Snowflake is seeking a Senior Security Compliance Analyst to join our Global Security Compliance & Risk team and help drive...
Demographic Data for Sunnyvale, CA
Moving to Sunnyvale, CA? Find some basic demographic data about Sunnyvale, CA below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Specialist Jobs in Sunnyvale, CA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Sunnyvale, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Employment Law
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Balance Sheets
- Securities and Exchange Commission
- Federal Acquisitions Regulations (FAR)
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Lending
- Client Relationships
- Cost Accounting
- Financial Analysis
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Due Diligence
- Fraud Investigation
- Acquisitions
- Resolution
- Finance
- Change Management
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Implementation
- Decision Making
- Auditing
- Investigation
- Consulting
- Mentoring
- Written Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Specialist Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Impress Employers with These Finance Certifications
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Read article »