Compliance Specialist Jobs in Torrance, CA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
- Los Angeles, CA (10 miles from Torrance, CA)
- 10 days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 10 days ago
I can succeed as a Senior Compliance Associate at Capital Group. As a Senior Compliance Associate, you will help to ensure we comply with regulations, requirements, and policies. Youll conduct...
- Los Angeles, CA (10 miles from Torrance, CA)
- 11 days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 11 days ago
The Information Security Regulatory Compliance Analyst is responsible for ensuring that the organization's information security policies and practices comply with relevant laws, regulations, and...
IS Regulatory Compliance Analyst - IS Security - Full Time 8 Hour Days (Non-Exempt) (Non-Union)
- Los Angeles, CA (10 miles from Torrance, CA)
- 14 days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 14 days ago
The Information Security Regulatory Compliance Analyst is responsible for ensuring that the organization's information security policies and practices comply with relevant laws, regulations, and...
- Los Angeles, CA (10 miles from Torrance, CA)
- 14 days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 14 days ago
Axos Bank Target Range: $100,000.00/Yr. - $115,000.00/Yr. Actual starting pay will vary based on factors including, but not limited to, geographic location, experience, skills, specialty, and...
- Los Angeles, CA (10 miles from Torrance, CA)
- 16 days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 16 days ago
COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Consumer Compliance Officer is responsible for managing and maintaining assigned areas of the compliance program covering consumer...
- Los Angeles, CA (10 miles from Torrance, CA)
- 22 days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 22 days ago
"I can succeed as a Senior Compliance Associate at Capital Group." We are recruiting for a Senior Compliance Associate for our Client Services Compliance Team which provides compliance support for...
Regulatory Compliance, Associate
- Los Angeles, CA (10 miles from Torrance, CA)
- 22 days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 22 days ago
Would you like to join an international team working to improve the future of healthcare? Do you want to enhance the lives of millions of people? Grifols is a global healthcare company that since...
- Los Angeles, CA (10 miles from Torrance, CA)
- 23 days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 23 days ago
We are UMG, the Universal Music Group. We are the world's leading music company. In everything we do, we are committed to artistry, innovation and entrepreneurship. We own and operate a broad...
- Los Angeles, CA (10 miles from Torrance, CA)
- 30+ days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 30+ days ago
Only qualified Compliance and Risk Analyst candidates located near the Los Angeles, CA area to be considered due to the position requiring an onsite presence*** Job Description: 3-5 years...
Export Compliance Officer II for Training & Communication
- Torrance, CA
- 45+ days ago
- Torrance, CA
- 45+ days ago
Senior Export Compliance Officer for Training & Communications Clearwater, FL #hybrid after first 90 days The future is what you make it. When you join Honeywell, you become a member of our global...
Fair Banking Compliance Officer
- Los Angeles, CA (10 miles from Torrance, CA)
- 45+ days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 45+ days ago
FAIR BANKING COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? The Fair Banking Compliance Officer is responsible for assessing risks related to unfair, deceptive, and abusive acts and practices...
Role Description This is a full-time on-site role for a Regulatory Affairs Specialist located in Torrance, CA. The Regulatory Affairs Specialist will be responsible for regulatory documentation,...
- Santa Monica, CA (16 miles from Torrance, CA)
- 60+ days ago
- Santa Monica, CA (16 miles from Torrance, CA)
- 60+ days ago
About Tala Tala is on a mission to unleash the economic power of the Global Majority the 4 billion people overlooked by existing financial systems. With nearly half a billion dollars raised from...
- Los Angeles, CA (10 miles from Torrance, CA)
- 90+ days ago
- Los Angeles, CA (10 miles from Torrance, CA)
- 90+ days ago
POSITION OVERVIEW: To assist the Compliance Manager with administering the daily activities of the Bank’s Compliance Management Program and Risk Assessment. The Compliance Officer will act as a...
- Alhambra, CA (20 miles from Torrance, CA)
- 90+ days ago
- Alhambra, CA (20 miles from Torrance, CA)
- 90+ days ago
In accordance with current federal & state coding compliance regulations and guidelines, the 'IP Coding Compliance Auditor" performs 2nd level reviews of previously coded inpatient accounts for...
Demographic Data for Torrance, CA
Moving to Torrance, CA? Find some basic demographic data about Torrance, CA below.
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Salary for Compliance Specialist Jobs in Torrance, CA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Torrance, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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