Compliance Specialist Jobs in Greenwich, CT
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Regulatory and Compliance Specialist
- Bronx, NY (21 miles from Greenwich, CT)
- 8 days ago
- Bronx, NY (21 miles from Greenwich, CT)
- 8 days ago
Job Description: Regulatory and Compliance Specialist is needed to perform the following duties: oResponsible for REGULATORY COMPLIANCE leading to pharmacy management....
Regulatory Compliance Specialist
- Farmingdale, NY (23 miles from Greenwich, CT)
- 9 days ago
- Farmingdale, NY (23 miles from Greenwich, CT)
- 9 days ago
Coordinate the current Good Manufacturing Practice (cGMP) compliance efforts for pharmaceutical manufacturing & packaging process related to solid oral dosage forms.Develop a compliance plan by...
- Stamford, CT (4 miles from Greenwich, CT)
- 11 days ago
- Stamford, CT (4 miles from Greenwich, CT)
- 11 days ago
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud...
iCapital is powering the world's alternative investment marketplace....
Remote WorkChief Compliance Officer (USA)
- Stamford, CT (4 miles from Greenwich, CT)
- 29 days ago
- Stamford, CT (4 miles from Greenwich, CT)
- 29 days ago
Trexquant Investment Chief Compliance Officer (USA) in Stamford , Connecticut Trexquant is a tech-driven systematic fund manager leveraging machine learning and quantitative strategies for global...
- Stamford, CT (4 miles from Greenwich, CT)
- 30+ days ago
- Stamford, CT (4 miles from Greenwich, CT)
- 30+ days ago
At First County Bank, You + We =Team YOU - Bring your talent, hunger to learn and desire to grow. WE - Will provide you with the training and experience you need to become a Trusted Advisor to...
- Teaneck, NJ (22 miles from Greenwich, CT)
- 30+ days ago
- Teaneck, NJ (22 miles from Greenwich, CT)
- 30+ days ago
Interstate Waste Services, Inc. Corporate Compliance Analyst in Teaneck , New Jersey Overview Interstate Waste Services is the most progressive and innovative provider of solid waste and recycling...
Wealth Services Compliance Coordinator
- Hicksville, NY (19 miles from Greenwich, CT)
- 45+ days ago
- Hicksville, NY (19 miles from Greenwich, CT)
- 45+ days ago
Position Title Wealth Services Compliance Coordinator Location Hicksville, NY 11801 Job Summary The Wealth Services Back-Office provides certain administrative functions to support front-line...
- Bethpage, NY (21 miles from Greenwich, CT)
- 45+ days ago
- Bethpage, NY (21 miles from Greenwich, CT)
- 45+ days ago
Regulatory Affairs Analyst When a group of families came together in 1957 to find services for their children with developmental disabilities, ACLD was born. Today, we are a leading not-for-profit...
- Hicksville, NY (19 miles from Greenwich, CT)
- 60+ days ago
- Hicksville, NY (19 miles from Greenwich, CT)
- 60+ days ago
Position Title Regulatory Affairs Analyst Sr Location Hicksville, NY 11801 Job Summary A Senior Regulatory Relations Analyst, brings regulatory subject matter expertise to the firm and works under...
Demographic Data for Greenwich, CT
Moving to Greenwich, CT? Find some basic demographic data about Greenwich, CT below.
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Salary for Compliance Specialist Jobs in Greenwich, CT
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Greenwich, CT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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