Compliance Specialist Jobs in Waterbury, CT
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
IT Governance, Risk, and Compliance Analyst
- New Haven, CT (18 miles from Waterbury, CT)
- 2 hours ago
- New Haven, CT (18 miles from Waterbury, CT)
- 2 hours ago
#LI-Hybrid Overview The IT Governance, Risk, and Compliance Specialist needs to have years of experience working in an IT department helping support delivery and operational functions; this will enable...
Product Safety & Regulatory Affairs Specialist
- Rocky Hill, CT (20 miles from Waterbury, CT)
- 10 hours ago
- Rocky Hill, CT (20 miles from Waterbury, CT)
- 10 hours ago
About this Position At Henkel, you can build on a strong legacy and leading positions in both industrial and consumer businesses to reimagine and improve life every day. If you love challenging...
- Trumbull, CT (22 miles from Waterbury, CT)
- 1 day ago
- Trumbull, CT (22 miles from Waterbury, CT)
- 1 day ago
Oversees/Manages the regulation process for products requiring regulatory agency licensing, registration, or clearance, including filing necessary applications/submissions. Coordinates the...
Senior Regulatory Affairs Specialist
- New Haven, CT (18 miles from Waterbury, CT)
- 3 days ago
- New Haven, CT (18 miles from Waterbury, CT)
- 3 days ago
Position Focus: NOTE: This is a Remote Position. Reporting to the Regulatory Manager, the Senior Regulatory Affairs Specialist plays a key role in the research and treatment mission of Yale Cancer...
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- New Haven, CT (18 miles from Waterbury, CT)
- 8 days ago
- New Haven, CT (18 miles from Waterbury, CT)
- 8 days ago
Position Focus: Under the general direction of the Director of the Conflict of Interest Office, and with broad latitude for discretion and independent judgment, the Compliance Coordinator is...
Developmental Services Resource Compliance Coordinator (37.5 Hour
- Waterbury, CT
- 8 days ago
- Waterbury, CT
- 8 days ago
State of Connecticut, Department of Administrative Services Developmental Services Resource Compliance Coordinator (37.5 Hour in Waterbury , Connecticut Developmental Services Resource Compliance...
- Trumbull, CT (22 miles from Waterbury, CT)
- 30+ days ago
- Trumbull, CT (22 miles from Waterbury, CT)
- 30+ days ago
About CooperSurgical CooperSurgical is a leading fertility and women's healthcare company dedicated to putting time on the side of women, babies, and families at the healthcare moments that matter...
- Trumbull, CT (22 miles from Waterbury, CT)
- 45+ days ago
- Trumbull, CT (22 miles from Waterbury, CT)
- 45+ days ago
Our client, a leader in the Consumer Packaged Goods industry, is seeking a Regulatory Affairs Specialist to join their team. As a Regulatory Affairs Specialist, you will be part of the compliance...
- New Haven, CT (18 miles from Waterbury, CT)
- 60+ days ago
- New Haven, CT (18 miles from Waterbury, CT)
- 60+ days ago
Position Focus: Coordinate and conduct medical billing audits for the Yale Medicine Administration. Evaluate medical billing, coding and documentation for 18 clinical departments under the...
Demographic Data for Waterbury, CT
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Salary for Compliance Specialist Jobs in Waterbury, CT
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Waterbury, CT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Employment Law
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Balance Sheets
- Securities and Exchange Commission
- Federal Acquisitions Regulations (FAR)
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Lending
- Client Relationships
- Cost Accounting
- Financial Analysis
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Due Diligence
- Fraud Investigation
- Acquisitions
- Resolution
- Finance
- Change Management
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Implementation
- Decision Making
- Auditing
- Investigation
- Consulting
- Mentoring
- Written Communication
- Collaboration
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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