Compliance Specialist Jobs in Florida
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Responsible for preparing and maintaining FDA submissions and EU MDR Technical Documentation for new products and product changes to ensure timely approvals and market release. Job Requirements:...
Requisition ID: 86312 Florida Power & Light Company is the largest electric utility in the U.S., delivering clean, affordable, and dependable electricity to over 12 million Floridians. With one of...
Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset...
VP, Global AML Compliance Officer - AML Strategic Control Enhancements (Hybrid)
- Tampa, FL
- 2 days ago
- Tampa, FL
- 2 days ago
This individual will join the AML Risk Insights and Strategic Control Enhancements team and support the Strategic Control Enhancements function. The successful candidate will be a strategic...
Job Details Job Location : Corporate Office - Boca Raton, FL Position Type : Full Time Salary Range : $75,000.00 - $85,000.00 Salary/year Description Position Summary: Working directly under the...
Regulatory Affairs Specialist/Senior RA Specialist (East Coast preferred)
- Jacksonville, FL
- 2 days ago
- Jacksonville, FL
- 2 days ago
Corza Medical Regulatory Affairs Specialist/Senior RA Specialist (East Coast preferred) in Jacksonville , Florida Regulatory Affairs Specialist/Senior RA Specialist (East Coast preferred) Location...
For more than 65 years, HEICO Corporation has thrived by serving niche segments of the aviation, defense, space and electronic industries by providing innovative and cost-saving products and...
RIA Compliance officer Accounting - Finance Fleming Island, Florida Direct Hire Mar 5, 2025 RIA Compliance Officer Location: Fleming Island, FL Compensation: $85,000 - $110,000 + Bonus Employment...
At VyStar, we offer competitive pay, an excellent benefit package that includes a 401(k) Plan, an extensive paid technical and on-the-job training program, and tuition reimbursement--available to...
Position subject to close at any time** NOTE TO INTERNAL APPLICANTS: INTERNAL CANDIDATES IN THE SAME CLASSIFICATION AND/OR PAY GRADE AS THE POSITION POSTED WILL NOT RECEIVE A PAY ADJUSTMENT IF...
Divisional Compliance Officer locations Saint Petersburg, Florida - United States time type Full time posted on Posted 30+ Days Ago job requisition id R-0001933 Job Description Job Summary Under...
Banking-as-a-Service Financial Crimes Compliance Officer
- Orlando, FL
- 8 days ago
- Orlando, FL
- 8 days ago
Banking-as-a-Service Financial Crimes Compliance Officer At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial...
AML Compliance AssociateMiami, United States of America Position Summary The AML Compliance Associate will assist in identifying potentially atypical transactions and customer behavior by...
A large broker-dealer and registered investment advisor firm local to the Tampa area is looking for 2 Compliance Associates to sit within the securities brokerage and investment advisory...
Remote WorkJob Summary The SALT & Corporate Compliance Analyst will manage state and local tax (SALT) compliance, including indirect taxes and property taxes, and support corporate compliance activities....
Demographic Data for Florida
Moving to Florida? Find some basic demographic data about Florida below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Specialist Jobs in Florida
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Florida offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Employment Law
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Balance Sheets
- Securities and Exchange Commission
- Federal Acquisitions Regulations (FAR)
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Lending
- Client Relationships
- Cost Accounting
- Financial Analysis
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Due Diligence
- Fraud Investigation
- Acquisitions
- Resolution
- Finance
- Change Management
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Implementation
- Decision Making
- Auditing
- Investigation
- Consulting
- Written Communication
- Collaboration
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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