Compliance Specialist Jobs in Mount Laurel, NJ
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Fixed Income Compliance Associate Experienced Hire
- Bala Cynwyd, PA (16 miles from Mount Laurel, NJ)
- 1 day ago
- Bala Cynwyd, PA (16 miles from Mount Laurel, NJ)
- 1 day ago
Overview We are seeking a highly motivated individual to join our team as a Fixed Income Compliance Associate. You will be directly involved in reviewing all aspects of the Firm's fixed income...
Senior Business Management Specialist - Compliance Operations
- Mount Laurel, NJ
- 1 day ago
- Mount Laurel, NJ
- 1 day ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Technical Business Analyst Compliance Technology Experienced Hire
- Bala Cynwyd, PA (16 miles from Mount Laurel, NJ)
- 8 days ago
- Bala Cynwyd, PA (16 miles from Mount Laurel, NJ)
- 8 days ago
Overview Susquehanna International Group is seeking an experienced Technical Business Analyst to join our compliance technology team in the Philadelphia office. The compliance technology team...
Principal Regulatory Affairs Specialist, Pharmaceutical Products (Hybrid)
- Philadelphia, PA (13 miles from Mount Laurel, NJ)
- 10 days ago
- Philadelphia, PA (13 miles from Mount Laurel, NJ)
- 10 days ago
Work Flexibility: Hybrid We are currently seeking a Principal Regulatory Affairs Specialist, (Pharmaceutical Products) to join our Medical Division. This is a Hybrid role based in Cary, Illinois....
Analyst, Compliance (Remote Consideration)
- Trenton, NJ (20 miles from Mount Laurel, NJ)
- 14 days ago
- Trenton, NJ (20 miles from Mount Laurel, NJ)
- 14 days ago
Alternate Locations:** Charlotte, NC (North Carolina); Fort Wayne, IN (Indiana); Greensboro, NC (North Carolina); Hartford, CT (Connecticut); Omaha, NE (Nebraska); Radnor, PA (Pennsylvania); Work...
Remote Work- Trenton, NJ (20 miles from Mount Laurel, NJ)
- 14 days ago
- Trenton, NJ (20 miles from Mount Laurel, NJ)
- 14 days ago
Your Future Evolves Here Evolent partners with health plans and providers to achieve better outcomes for people with most complex and costly health conditions. Working across specialties and...
Technical Business Analyst - Compliance
- Bala Cynwyd, PA (16 miles from Mount Laurel, NJ)
- 29 days ago
- Bala Cynwyd, PA (16 miles from Mount Laurel, NJ)
- 29 days ago
Overview Susquehanna International Group is seeking an experienced Technical Business Analyst to join our compliance technology team in the Philadelphia office. The compliance technology team...
- Hamilton, NJ (20 miles from Mount Laurel, NJ)
- 30+ days ago
- Hamilton, NJ (20 miles from Mount Laurel, NJ)
- 30+ days ago
The Company You'll Join Carta develops purpose-built software that transforms traditional accounting into a powerful growth engine. Carta's world-class fund administration platform supports nearly...
International Regulatory Compliance Specialist
- Mount Laurel, NJ
- 30+ days ago
- Mount Laurel, NJ
- 30+ days ago
One of our food & beverage manufacturing clients is seeking an International Regulatory Compliance Specialist to join their team on site in Mount Laurel, NJ....
Regulatory Compliance Specialist (9891)
- Morrisville, PA (17 miles from Mount Laurel, NJ)
- 30+ days ago
- Morrisville, PA (17 miles from Mount Laurel, NJ)
- 30+ days ago
Based in Morrisville, NC, we are seeking a dedicated and detail-oriented Regulatory Compliance Specialist to manage supplemental distributor registrations and labels in the USA....
- Bala Cynwyd, PA (16 miles from Mount Laurel, NJ)
- 30+ days ago
- Bala Cynwyd, PA (16 miles from Mount Laurel, NJ)
- 30+ days ago
Compliance Associate 3.8 3.8 out of 5 stars Bala-Cynwyd, PA Our Compliance team provides critical support to ensure that the firm operates within regulatory requirements. By joining our team, you...
Regulatory Affairs Specialist Senior (Department of Ophthalmology) University of Pennsylvania
- Philadelphia, PA (13 miles from Mount Laurel, NJ)
- 30+ days ago
- Philadelphia, PA (13 miles from Mount Laurel, NJ)
- 30+ days ago
Regulatory Affairs Specialist Senior (Department of Ophthalmology) University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a world-renowned leader in...
Regulatory Affairs Specialist Senior (Department of Ophthalmology)
- Philadelphia, PA (13 miles from Mount Laurel, NJ)
- 30+ days ago
- Philadelphia, PA (13 miles from Mount Laurel, NJ)
- 30+ days ago
University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a world-renowned leader in education, research, and innovation. This historic, Ivy League...
Demographic Data for Mount Laurel, NJ
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Salary for Compliance Specialist Jobs in Mount Laurel, NJ
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Mount Laurel, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- OFAC
- 21 CFR 820
- Management Reporting
- Derivatives
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Anti-Money Laundering
- Lending
- Financial Services
- Revenue Cycle
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Verbal Communication
- Written Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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