Compliance Specialist Jobs in Princeton, NJ
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Compliance Officer, Conduct, Ethics Guidelines and Employee Stock Trading
- Warren, NJ (19 miles from Princeton, NJ)
- 4 days ago
- Warren, NJ (19 miles from Princeton, NJ)
- 4 days ago
Title: Compliance Officer, Conduct, Ethics Guidelines and Employee Stock Trading Company: Everest Global Services, Inc. Job Category: Compliance Oversight Job Description: About Everest: Everest...
Principal Regulatory Affairs Specialist, Pharmaceutical Products (Hybrid)
- Princeton, NJ
- 9 days ago
- Princeton, NJ
- 9 days ago
Work Flexibility: Hybrid We are currently seeking a Principal Regulatory Affairs Specialist, (Pharmaceutical Products) to join our Medical Division. This is a Hybrid role based in Cary, Illinois....
Director, Health Care Compliance Officer
- Raritan, NJ (13 miles from Princeton, NJ)
- 9 days ago
- Raritan, NJ (13 miles from Princeton, NJ)
- 9 days ago
Job title Director, Health Care Compliance Officer Function Legal & Compliance Sub function Health Care Compliance Category Director, Health Care Compliance (PL9) Location Raritan / United States...
Institutional Compliance Officer - Research
- New Brunswick, NJ (13 miles from Princeton, NJ)
- 11 days ago
- New Brunswick, NJ (13 miles from Princeton, NJ)
- 11 days ago
Recruitment/Posting Title: Institutional Compliance Officer - Research Job Category: Staff & Executive - Legal Department: UFA-Univ Ethics & Compliance Overview: Rutgers, The State University of...
Analyst, Compliance (Remote Consideration)
- Trenton, NJ (11 miles from Princeton, NJ)
- 14 days ago
- Trenton, NJ (11 miles from Princeton, NJ)
- 14 days ago
Alternate Locations:** Charlotte, NC (North Carolina); Fort Wayne, IN (Indiana); Greensboro, NC (North Carolina); Hartford, CT (Connecticut); Omaha, NE (Nebraska); Radnor, PA (Pennsylvania); Work...
Remote Work- Trenton, NJ (11 miles from Princeton, NJ)
- 14 days ago
- Trenton, NJ (11 miles from Princeton, NJ)
- 14 days ago
Your Future Evolves Here Evolent partners with health plans and providers to achieve better outcomes for people with most complex and costly health conditions. Working across specialties and...
Senior Regulatory Affairs Specialist
- Bridgewater, NJ (15 miles from Princeton, NJ)
- 16 days ago
- Bridgewater, NJ (15 miles from Princeton, NJ)
- 16 days ago
Join a team! We are a global diversified pharmaceutical company enriching lives through our relentless drive to deliver better health outcomes. We develop, manufacture and market a range of...
- New Brunswick, NJ (13 miles from Princeton, NJ)
- 30+ days ago
- New Brunswick, NJ (13 miles from Princeton, NJ)
- 30+ days ago
Sun Pharma is the world's fourth largest generics company with presence in Specialty, Generics and Consumer Healthcare products. Supported by more than 40 manufacturing facilities, we provide...
- Hamilton, NJ (11 miles from Princeton, NJ)
- 30+ days ago
- Hamilton, NJ (11 miles from Princeton, NJ)
- 30+ days ago
The Company You'll Join Carta develops purpose-built software that transforms traditional accounting into a powerful growth engine. Carta's world-class fund administration platform supports nearly...
Regulatory Compliance Specialist (9891)
- Morrisville, PA (14 miles from Princeton, NJ)
- 30+ days ago
- Morrisville, PA (14 miles from Princeton, NJ)
- 30+ days ago
Based in Morrisville, NC, we are seeking a dedicated and detail-oriented Regulatory Compliance Specialist to manage supplemental distributor registrations and labels in the USA....
Demographic Data for Princeton, NJ
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Title Synonyms
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Salary for Compliance Specialist Jobs in Princeton, NJ
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Princeton, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- OFAC
- 21 CFR 820
- Management Reporting
- Derivatives
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Anti-Money Laundering
- Lending
- Financial Services
- Revenue Cycle
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Verbal Communication
- Written Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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