Compliance Specialist Jobs in Teaneck, NJ
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
- New York, NY (9 miles from Teaneck, NJ)
- 7 hours ago
- New York, NY (9 miles from Teaneck, NJ)
- 7 hours ago
Company Description A leading global investment firm is seeking an Analyst/Associate to join the Compliance team in the New York office. This is a generalist compliance position that will support...
Licensing and Regulatory Compliance Analyst
- New York, NY (9 miles from Teaneck, NJ)
- 12 hours ago
- New York, NY (9 miles from Teaneck, NJ)
- 12 hours ago
Company Description We're the world's leading sports technology company, at the intersection between sports, media, and betting. More than 1,700 sports federations, media outlets, betting...
- New York, NY (9 miles from Teaneck, NJ)
- 12 hours ago
- New York, NY (9 miles from Teaneck, NJ)
- 12 hours ago
You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse...
- New York City, NY (12 miles from Teaneck, NJ)
- 16 hours ago
- New York City, NY (12 miles from Teaneck, NJ)
- 16 hours ago
Are you passionate about democratizing alternative investments? Do you enjoy meaningful work that has a noticeable impact on business performance?...
Senior Lead Compliance Officer - CIB Fixed Income Sales & Trading Compliance Team
- New York, NY (9 miles from Teaneck, NJ)
- 22 hours ago
- New York, NY (9 miles from Teaneck, NJ)
- 22 hours ago
About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to join the CIB Fixed Income Business Aligned Compliance Team. This role within the Fixed Income Sales & Trading Compliance...
Senior Business Management Specialist - Compliance Operations
- New York, NY (9 miles from Teaneck, NJ)
- 1 day ago
- New York, NY (9 miles from Teaneck, NJ)
- 1 day ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Senior Compliance Officer - Monitoring and Testing
- New York, NY (9 miles from Teaneck, NJ)
- 1 day ago
- New York, NY (9 miles from Teaneck, NJ)
- 1 day ago
In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....
Senior Lead Compliance Officer - Municipal Products Group
- New York, NY (9 miles from Teaneck, NJ)
- 1 day ago
- New York, NY (9 miles from Teaneck, NJ)
- 1 day ago
About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment Banking within the Municipal...
- New York, NY (9 miles from Teaneck, NJ)
- 2 days ago
- New York, NY (9 miles from Teaneck, NJ)
- 2 days ago
Location: Midtown Manhattan Compensation: $130k-$170k + Bonus Responsibilities: Oversee employee personal trade reviews, certifications, and gift/entertainment requests. Assist with preparation...
- New York, NY (9 miles from Teaneck, NJ)
- 2 days ago
- New York, NY (9 miles from Teaneck, NJ)
- 2 days ago
Compliance Associate (New York, NY): Our client, a private equity firm with over $10B in AUM, is seeking a Compliance Associate to join their New York office in a newly-created role. The firm is...
Regulatory and Compliance Analyst
- New York, NY (9 miles from Teaneck, NJ)
- 2 days ago
- New York, NY (9 miles from Teaneck, NJ)
- 2 days ago
Regulatory and Compliance Analyst Job Employer Name: Truptisudhir Pharmacy Corp dba Sirisha PharmacySpiderID: 13925520 Location: BRONX, New YorkDate Posted: 1/14/2025 Wage:Category: Medical/Health...
Technology Regulatory Affairs Specialist
- New York, NY (9 miles from Teaneck, NJ)
- 2 days ago
- New York, NY (9 miles from Teaneck, NJ)
- 2 days ago
Join the Mizuho team as a Technology Regulatory Affairs Specialist! We are seeking a dynamic and detail-oriented Technology Regulatory Affairs Specialist to join our team. This role requires a...
- New York, NY (9 miles from Teaneck, NJ)
- 4 days ago
- New York, NY (9 miles from Teaneck, NJ)
- 4 days ago
About the Role: Grade Level (for internal use): 10 About the Role/The Team: We are seeking an additional team member to support the implementation of regulatory action plans in the Americas,...
Senior Security Risk and Compliance Analyst
- New York, NY (9 miles from Teaneck, NJ)
- 4 days ago
- New York, NY (9 miles from Teaneck, NJ)
- 4 days ago
About Nayya Founded in 2019, Nayya is on a mission to connect people's most important information, so they can thrive in their health and wealth. Powered by AI and advanced analytics, Nayya's...
Regulatory and Compliance Analyst
- Brooklyn, NY (13 miles from Teaneck, NJ)
- 5 days ago
- Brooklyn, NY (13 miles from Teaneck, NJ)
- 5 days ago
Regulatory and Compliance Analyst (Brooklyn, NY) Assist in conducting organizational studies for regulatory compliance by supporting research component through development of automated processes...
Demographic Data for Teaneck, NJ
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Salary for Compliance Specialist Jobs in Teaneck, NJ
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Teaneck, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- OFAC
- 21 CFR 820
- Management Reporting
- Derivatives
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Anti-Money Laundering
- Lending
- Financial Services
- Revenue Cycle
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Verbal Communication
- Written Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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