Compliance Specialist Jobs in Warren, NJ
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Compliance Officer, Conduct, Ethics Guidelines and Employee Stock Trading
- Hackettstown, NJ (22 miles from Warren, NJ)
- 2 days ago
- Hackettstown, NJ (22 miles from Warren, NJ)
- 2 days ago
Title: Compliance Officer, Conduct, Ethics Guidelines and Employee Stock Trading Company: Everest Global Services, Inc. Job Category: Compliance Oversight Job Description: About Everest: Everest...
Compliance Officer, Conduct, Ethics Guidelines and Employee Stock Trading
- Warren, NJ
- 4 days ago
- Warren, NJ
- 4 days ago
Title: Compliance Officer, Conduct, Ethics Guidelines and Employee Stock Trading Company: Everest Global Services, Inc. Job Category: Compliance Oversight Job Description: About Everest: Everest...
Sr. Analyst, Compliance - AML Modeling
- Florham Park, NJ (11 miles from Warren, NJ)
- 6 days ago
- Florham Park, NJ (11 miles from Warren, NJ)
- 6 days ago
Sr. Analyst, Compliance - AML Modeling Country: United States of America The Sr. Analyst, AML Models - Compliance monitors activities to minimize the company's exposure to Compliance and AML risk....
Principal Regulatory Affairs Specialist, Pharmaceutical Products (Hybrid)
- Princeton, NJ (19 miles from Warren, NJ)
- 9 days ago
- Princeton, NJ (19 miles from Warren, NJ)
- 9 days ago
Work Flexibility: Hybrid We are currently seeking a Principal Regulatory Affairs Specialist, (Pharmaceutical Products) to join our Medical Division. This is a Hybrid role based in Cary, Illinois....
Director, Health Care Compliance Officer
- Raritan, NJ (7 miles from Warren, NJ)
- 9 days ago
- Raritan, NJ (7 miles from Warren, NJ)
- 9 days ago
Job title Director, Health Care Compliance Officer Function Legal & Compliance Sub function Health Care Compliance Category Director, Health Care Compliance (PL9) Location Raritan / United States...
Institutional Compliance Officer - Research
- New Brunswick, NJ (10 miles from Warren, NJ)
- 11 days ago
- New Brunswick, NJ (10 miles from Warren, NJ)
- 11 days ago
Recruitment/Posting Title: Institutional Compliance Officer - Research Job Category: Staff & Executive - Legal Department: UFA-Univ Ethics & Compliance Overview: Rutgers, The State University of...
Senior Regulatory Affairs Specialist
- Bridgewater, NJ (5 miles from Warren, NJ)
- 16 days ago
- Bridgewater, NJ (5 miles from Warren, NJ)
- 16 days ago
Join a team! We are a global diversified pharmaceutical company enriching lives through our relentless drive to deliver better health outcomes. We develop, manufacture and market a range of...
Senior Compliance Associate, Investment Compliance
- Jersey City, NJ (23 miles from Warren, NJ)
- 29 days ago
- Jersey City, NJ (23 miles from Warren, NJ)
- 29 days ago
New Products: The senior compliance associate will assist with new product launches across a spectrum of products and wrappers, including separately managed accounts, mutual funds, UCITS and private...
- New Brunswick, NJ (10 miles from Warren, NJ)
- 30+ days ago
- New Brunswick, NJ (10 miles from Warren, NJ)
- 30+ days ago
Sun Pharma is the world's fourth largest generics company with presence in Specialty, Generics and Consumer Healthcare products. Supported by more than 40 manufacturing facilities, we provide...
Vice President - Compliance Auditor
- Jersey City, NJ (23 miles from Warren, NJ)
- 60+ days ago
- Jersey City, NJ (23 miles from Warren, NJ)
- 60+ days ago
Business Overview: Inspection Generale North America (IGNA) Hub is part of BNP Paribas' global Internal Audit group (Inspection Generale or "IG") which is staffed by highly qualified individuals...
Vice President - Senior Swap Dealer Compliance Officer
- Jersey City, NJ (23 miles from Warren, NJ)
- 90+ days ago
- Jersey City, NJ (23 miles from Warren, NJ)
- 90+ days ago
Business Overview: The Global Banking Regulations ("GBR") group is a Compliance global team covering Structural Banking Reform (CFTC Swap Dealer, SEC Security-Based Swap Dealer, French Banking...
Regulatory and Compliance Analyst
- Belleville, NJ (21 miles from Warren, NJ)
- 30+ days ago
- Belleville, NJ (21 miles from Warren, NJ)
- 30+ days ago
Medbox Pharmacy LLC Regulatory and Compliance Analyst in Belleville , New Jersey Job title: Regulatory and Compliance Analyst.Job location: Belleville, NJ.Job duration: Permanent position, Full...
Renewable Natural Gas Regulatory Compliance Analyst
- Whippany, NJ (14 miles from Warren, NJ)
- 90+ days ago
- Whippany, NJ (14 miles from Warren, NJ)
- 90+ days ago
Overview When you join Suburban Propane, you become a part of a fast-paced and dynamic company that has been serving its employees and customers for over 95 years. We have an exciting opportunity...
Demographic Data for Warren, NJ
Moving to Warren, NJ? Find some basic demographic data about Warren, NJ below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Specialist Jobs in Warren, NJ
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Warren, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- OFAC
- 21 CFR 820
- Management Reporting
- Derivatives
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Anti-Money Laundering
- Lending
- Financial Services
- Revenue Cycle
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Verbal Communication
- Written Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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