Compliance Specialist Jobs in Weehawken, NJ
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Fair Banking Compliance Officer
- New York, NY (1 mile from Weehawken, NJ)
- 3 hours ago
- New York, NY (1 mile from Weehawken, NJ)
- 3 hours ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
- New York, NY (1 mile from Weehawken, NJ)
- 23 hours ago
- New York, NY (1 mile from Weehawken, NJ)
- 23 hours ago
funds, private funds AFC qualifications, e.g....
CMS Materials Compliance Associate
- New York, NY (1 mile from Weehawken, NJ)
- 1 day ago
- New York, NY (1 mile from Weehawken, NJ)
- 1 day ago
Innova Solutions is immediately hiring for a CMS Materials Compliance Associate Position type: Fulltime Duration: Permanent Location: New York, NY As a Federal & Integrated Products Materials you...
Corporate Banking Compliance Officer, Analyst
- New York, NY (1 mile from Weehawken, NJ)
- 1 day ago
- New York, NY (1 mile from Weehawken, NJ)
- 1 day ago
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the worlds leading financial groups. Across the globe, were...
Remote Work- New York, NY (1 mile from Weehawken, NJ)
- 2 days ago
- New York, NY (1 mile from Weehawken, NJ)
- 2 days ago
Guided by our company Purpose of "Inspiring well-being for our colleagues, consumers, and communities," we are committed to building a best-in-class Law Department. We drive a high-performance...
Regulatory Affairs Specialist/Senior RA Specialist (East Coast preferred)
- Parsippany, NJ (21 miles from Weehawken, NJ)
- 2 days ago
- Parsippany, NJ (21 miles from Weehawken, NJ)
- 2 days ago
Corza Medical Regulatory Affairs Specialist/Senior RA Specialist (East Coast preferred) in Parsippany , New Jersey Regulatory Affairs Specialist/Senior RA Specialist (East Coast preferred)...
Financial Crime Compliance Officer - Legal Rules/Regulations, Governance and New Business
- New York, NY (1 mile from Weehawken, NJ)
- 3 days ago
- New York, NY (1 mile from Weehawken, NJ)
- 3 days ago
Join us as a Financial Crime Compliance Officer, where you will support governance, oversight, and regulatory compliance efforts within Americas Financial Crime Compliance, through the enhancement...
Senior Analyst, Compliance - AML Modeling
- Florham Park, NJ (20 miles from Weehawken, NJ)
- 3 days ago
- Florham Park, NJ (20 miles from Weehawken, NJ)
- 3 days ago
Sr. Analyst, Compliance - AML ModelingBoston, United States of America The Sr. Analyst, AML Models - Compliance monitors activities to minimize the company's exposure to Compliance and AML risk....
Support the business in remaining compliant within the regulatory environment and managing their risk. Work on the identification, assessment, measurement, mitigation and monitoring of compliance...
- Parsippany, NJ (21 miles from Weehawken, NJ)
- 4 days ago
- Parsippany, NJ (21 miles from Weehawken, NJ)
- 4 days ago
Compliance Officer/Compliance Associate Job Title: Compliance Officer/Compliance Associate Job Description: DESCRIPTION : A New Jersey based SEC registered investment adviser (" RIA ") seeks...
Research, Marketing, and Content Compliance Officer - SVP (Hybrid)
- New York, NY (1 mile from Weehawken, NJ)
- 5 days ago
- New York, NY (1 mile from Weehawken, NJ)
- 5 days ago
Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures,...
Compliance Officer FCM Advisor
- New York, NY (1 mile from Weehawken, NJ)
- 5 days ago
- New York, NY (1 mile from Weehawken, NJ)
- 5 days ago
The Group provides access to the world's major commodity markets, covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and...
Senior Regulatory Compliance Analyst (R91047)
- New York, NY (1 mile from Weehawken, NJ)
- 5 days ago
- New York, NY (1 mile from Weehawken, NJ)
- 5 days ago
Wellington Management Senior Regulatory Compliance Analyst (R91047) in New York , New York Full Job DescriptionAbout UsWellington Management offers comprehensive investment management capabilities...
Senior Manager, Markets Compliance Officer
- New York, NY (1 mile from Weehawken, NJ)
- 5 days ago
- New York, NY (1 mile from Weehawken, NJ)
- 5 days ago
Requisition ID: 219504 Salary Range: 117,400.00 - 224,700.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to,...
Portfolio Guidelines Compliance Associate
- Jersey City, NJ (4 miles from Weehawken, NJ)
- 6 days ago
- Jersey City, NJ (4 miles from Weehawken, NJ)
- 6 days ago
As an Associate on the Guidelines Middle Office team, you will play a crucial role in managing various aspects of the guideline management workflow and new issue process across different product...
Demographic Data for Weehawken, NJ
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Compliance Specialist Online Courses and Training Opportunities
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Salary for Compliance Specialist Jobs in Weehawken, NJ
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Weehawken, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Employment Law
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Balance Sheets
- Securities and Exchange Commission
- Federal Acquisitions Regulations (FAR)
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Lending
- Client Relationships
- Cost Accounting
- Financial Analysis
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Due Diligence
- Fraud Investigation
- Acquisitions
- Resolution
- Finance
- Change Management
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Implementation
- Decision Making
- Auditing
- Investigation
- Consulting
- Mentoring
- Written Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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