Compliance Specialist Jobs in New York
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Job Description: Regulatory and Compliance Analyst is needed to perform the following duties: Assist Pharmacist in reviewing Center of Medicare & Medicaid service (CMS) prescription data claims as...
Broker Dealer Regulatory Governance Compliance Officer
- New York, NY
- 23 hours ago
- New York, NY
- 23 hours ago
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing,...
The New York City Department of Youth and Community Development (DYCD) invests in a network of community-based organizations and programs to alleviate the effects of poverty and to provide...
The Company You'll Join Carta develops purpose-built software that transforms traditional accounting into a powerful growth engine. Carta's world-class fund administration platform supports nearly...
Sr. Regulatory & Compliance Analyst needed w/Master's degree or Foreign Equivalent in Health Care Administration or Regulatory Affairs or Pharmacy and one (1) year experience as Sr. Regulatory &...
Providing advisory and monitoring activities in support of Investment Banking, Equity Sales and Trading, Research distribution, and Equity Research coverage/production; Building and maintaining strong...
Alternate Locations:** Charlotte, NC (North Carolina); Fort Wayne, IN (Indiana); Greensboro, NC (North Carolina); Hartford, CT (Connecticut); Omaha, NE (Nebraska); Radnor, PA (Pennsylvania); Work...
Remote WorkYour Future Evolves Here** Evolent partners with health plans and providers to achieve better outcomes for people with most complex and costly health conditions. Working across specialties and...
Compliance Associate - Surveillance & Investigations
- New York City, NY
- 5 days ago
- New York City, NY
- 5 days ago
Compliance Associate - Surveillance & Investigations About us: Public is an investing platform that makes building a multi-asset portfolio fast, frictionless, and secure. Members can trade stocks,...
Job Description: Regulatory and Compliance Specialist is needed to perform the following duties: oResponsible for REGULATORY COMPLIANCE leading to pharmacy management....
CMS Marketing Materials Regulatory/Compliance Associate
- New York, NY
- 6 days ago
- New York, NY
- 6 days ago
Innova Solutions is immediately hiring for a CMS Marketing Materials Regulatory/Compliance Associate Position type: Fulltime Duration: Permanent Location: New York, NY As a Federal & Integrated...
Job Title: Fixed Income Compliance Officer Level: Vice President Reporting to: US Head of Fixed Income Compliance Job Description: The Fixed Income Compliance Officer serves as key...
About the Role: A large Global Financial Services firm is seeking experienced professionals to join their Anti-Money Laundering (AML) team. The ideal candidates will have a strong background in...
Coordinate the current Good Manufacturing Practice (cGMP) compliance efforts for pharmaceutical manufacturing & packaging process related to solid oral dosage forms.Develop a compliance plan by...
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing,...
Demographic Data for New York
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Salary for Compliance Specialist Jobs in New York
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in New York offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Anti-Money Laundering
- Revenue Cycle
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Fundraising
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Microsoft Outlook
- Documentation
- Flexibility
- Reporting
- Collaboration
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Sales
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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