Compliance Specialist Jobs in Raleigh, NC
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Principal Regulatory Affairs Specialist, Pharmaceutical Products (Hybrid)
- Raleigh, NC
- 3 days ago
- Raleigh, NC
- 3 days ago
We are currently seeking a **Principal Regulatory Affairs Specialist,** ( **Pharmaceutical Products** ) to join our **Medical** Division. This is a Hybrid role based in Cary, Illinois. **Who we...
RECRUITMENT RANE: $41,655 - $65,000 The purpose of this position is to participate in and assist the Monitoring andCompliance Unit with a variety of fiscal and administrative monitoring...
Governance, Risk & Compliance Analyst, Specialist: Works with IT subdivisions and business units as the technical authority regarding security of application and systems software, equipment, and related...
Alternate Locations:** Charlotte, NC (North Carolina); Fort Wayne, IN (Indiana); Greensboro, NC (North Carolina); Hartford, CT (Connecticut); Omaha, NE (Nebraska); Radnor, PA (Pennsylvania); Work...
Remote WorkYour Future Evolves Here** Evolent partners with health plans and providers to achieve better outcomes for people with most complex and costly health conditions. Working across specialties and...
QA Compliance Associate CSV and Data Management
- Durham, NC (21 miles from Raleigh, NC)
- 15 days ago
- Durham, NC (21 miles from Raleigh, NC)
- 15 days ago
At Lilly, we unite caring with discovery to make life better for people around the world. We are a global healthcare leader headquartered in Indianapolis, Indiana. Our employees around the world...
Company : Highmark Health Job Description : JOB SUMMARY *This is a Hybrid role and will require you to be onsite at either our Pittsburgh, PA location, Camp Hill, PA location or Buffalo, NY...
Regulatory Compliance Specialist
- Morrisville, NC (11 miles from Raleigh, NC)
- 28 days ago
- Morrisville, NC (11 miles from Raleigh, NC)
- 28 days ago
Based in Morrisville, NC, we are seeking a dedicated and detail-oriented Regulatory Compliance Specialist to manage supplemental distributor registrations and labels in the USA....
Great Opportunity Starting in May 2025!! We are looking for a highly knowledgeable Risk Consultant for our Organizational Management Services client in Raleigh, NC. The Regulatory Compliance...
Make your mark for patients We are looking for a Quality & Compliance Associate who is fluent in Spanish and has experience working in performance improvement/quality to join us in our Rare...
Senior Regulatory Affairs Specialist
- Clayton, NC (14 miles from Raleigh, NC)
- 60+ days ago
- Clayton, NC (14 miles from Raleigh, NC)
- 60+ days ago
Would you like to join an international team working to improve the future of healthcare? Do you want to enhance the lives of millions of people? Grifols is a global healthcare company that since...
VP, Chief Global Compliance Officer
- Durham, NC (21 miles from Raleigh, NC)
- 90+ days ago
- Durham, NC (21 miles from Raleigh, NC)
- 90+ days ago
Job Type Full-time Description Company Description: Aspida Holdings Ltd., through its subsidiaries (collectively Aspida), is focused on providing retirement and reinsurance solutions, having...
Demographic Data for Raleigh, NC
Moving to Raleigh, NC? Find some basic demographic data about Raleigh, NC below.
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Salary for Compliance Specialist Jobs in Raleigh, NC
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Raleigh, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Fundraising
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Microsoft Outlook
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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