Compliance Specialist Jobs in North Carolina
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Regulatory Affairs Specialist/Senior RA Specialist (East Coast preferred)
- Raleigh, NC
- 2 days ago
- Raleigh, NC
- 2 days ago
Corza Medical Regulatory Affairs Specialist/Senior RA Specialist (East Coast preferred) in Raleigh , North Carolina Regulatory Affairs Specialist/Senior RA Specialist (East Coast preferred)...
Labcorp is searching for a Corporate Compliance Officer to support its health systems, national accounts, and payor solutions business teams as a member of the Corporate Compliance Department,...
Join us as a Compliance Officer - AVP, where you will provide expert guidance, oversight and challenge on compliance risks and regulatory requirements to ensure Barclays US Consumer Bank (USCB)...
Description Introduction Do you want to join an organization that invests in you as a Medical Necessity Compliance Coordinator? At Parallon, you come first. HCA Healthcare has committed up to $300...
Job Summary Maintains the Compliance Program and oversees the Contract process. COMPANY DESCRIPTION Frye Regional Medical Center, located in the beautiful foothills of North Carolina is a 355-bed...
Compliance Officer - Bank The Compliance Officer implements broader planning for business unit compliance programs in order to ensure organization functions are in compliance with all relevant...
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Description Introduction Do you want to join an organization that invests in you as a Medical Necessity Compliance Coordinator? At Parallon, you come first. HCA Healthcare has committed up to 300...
Job Description International Business Compliance Analyst 4100 Beechwood Dr, Greensboro, NC 27410 GROFF Full-time Shift(s): MON TUE WED THU FRI 7:00am - 5:00pm OVERVIEW: As a full time,...
Senior Lead Compliance Officer - Municipal Products Group
- Charlotte, NC
- 14 days ago
- Charlotte, NC
- 14 days ago
About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment Banking within the Municipal...
Senior Lead Compliance Officer - RCIM Transformation & SWAT
- Charlotte, NC
- 14 days ago
- Charlotte, NC
- 14 days ago
Senior Lead Compliance Officer - RCIM Transformation & SWAT Senior Lead Compliance Officer - RCIM Transformation & SWAT locations CHARLOTTE, NC WEST DES MOINES, IA IRVING, TX SAINT LOUIS, MO...
Lead Compliance Officer - Product Owner & RRCM Platform Operations
- Charlotte, NC
- 14 days ago
- Charlotte, NC
- 14 days ago
Lead Compliance Officer - Product Owner & RRCM Platform Operations Lead Compliance Officer - Product Owner & RRCM Platform Operations locations CHARLOTTE, NC DALLAS, TX MINNEAPOLIS, MN time type...
Senior Lead Compliance Officer - RIM MCR Tool Senior Lead Compliance Officer - RIM MCR Tool locations CHARLOTTE, NC WEST DES MOINES, IA TEMPE, AZ SAINT LOUIS, MO DALLAS, TX View All 6 Locations...
Make your mark for patients We are looking for a Quality & Compliance Associate who is fluent in Spanish and has experience working in performance improvement/quality to join us in our Rare...
Corporate Compliance Analyst - Compliance Execution Lead
- Charlotte, NC
- 16 days ago
- Charlotte, NC
- 16 days ago
Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can...
Demographic Data for North Carolina
Moving to North Carolina? Find some basic demographic data about North Carolina below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Specialist Jobs in North Carolina
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in North Carolina offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Employment Law
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Balance Sheets
- Securities and Exchange Commission
- Federal Acquisitions Regulations (FAR)
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Lending
- Client Relationships
- Cost Accounting
- Financial Analysis
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Due Diligence
- Fraud Investigation
- Acquisitions
- Resolution
- Finance
- Change Management
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Implementation
- Decision Making
- Auditing
- Investigation
- Consulting
- Written Communication
- Collaboration
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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