Compliance Specialist Jobs in Etobicoke, ON
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Compliance Officer, Complaints and Regulatory Investigations - Contract
- Toronto, ON (7 miles from Etobicoke, ON)
- 14 days ago
- Toronto, ON (7 miles from Etobicoke, ON)
- 14 days ago
At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to...
Risk and Compliance Analyst - Finance and Capital Markets Internship
- Etobicoke, ON
- 19 days ago
- Etobicoke, ON
- 19 days ago
Job Title: Risk and Compliance Analyst - Master's Level Internship Level: Masters Level Internship Department: Finance Duration: 520 Hours (approximately 3 months) Work location: Remote (with...
Remote WorkSenior Compliance Officer, Wealth Distribution Complaints & Investigations
- Toronto, ON (7 miles from Etobicoke, ON)
- 30+ days ago
- Toronto, ON (7 miles from Etobicoke, ON)
- 30+ days ago
Requisition ID: 219039 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose Support the Wealth Management Complaints and Investigations...
- Toronto, ON (7 miles from Etobicoke, ON)
- 30+ days ago
- Toronto, ON (7 miles from Etobicoke, ON)
- 30+ days ago
The Opportunity Are you looking for a caring, collaborative, values-driven workplace with inspiring teammates and leaders? Do you have the ambition and desire to be the best and thrive at the most...
Chief Compliance Officer Corpay Cross-Border Division
- Toronto, ON (7 miles from Etobicoke, ON)
- 45+ days ago
- Toronto, ON (7 miles from Etobicoke, ON)
- 45+ days ago
Chief Compliance Officer Corpay Cross-Border Division London, UK New York, NY, USA Peachtree Corners, GA 30092, USA Toronto, ON, Canada Virtual Req #10934 Wednesday, February 19, 2025 About...
- Toronto, ON (7 miles from Etobicoke, ON)
- 60+ days ago
- Toronto, ON (7 miles from Etobicoke, ON)
- 60+ days ago
About AGF: Founded in 1957, AGF Management Limited (AGF) is an independent and globally diverse asset management firm. Our companies deliver excellence in investing in the public and private...
Risk and Compliance Analyst - Master's Level Internship
- Etobicoke, ON
- 90+ days ago
- Etobicoke, ON
- 90+ days ago
Job Title: Risk and Compliance Analyst - Master's Level Internship Level: Masters Level Internship Department: Finance Duration: 520 Hours (approximately 3 months) Work location: Remote (with...
Remote WorkCompliance Specialist Online Courses and Training Opportunities
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Salary for Compliance Specialist Jobs in Etobicoke, ON
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Etobicoke, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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