Compliance Specialist Jobs in Coppell, TX
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Senior Compliance Risk Analyst
- Irving, TX (10 miles from Coppell, TX)
- 1 day ago
- Irving, TX (10 miles from Coppell, TX)
- 1 day ago
At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
Sr Regulatory Compliance Specialist
- Dallas, TX (15 miles from Coppell, TX)
- 3 days ago
- Dallas, TX (15 miles from Coppell, TX)
- 3 days ago
Rise Baking Company was founded by bakery experts passionate about providing our customers with high quality products and providing a positive, collaborative place to work for our people. We are a...
Senior Security Risk and Compliance Analyst
- Dallas, TX (15 miles from Coppell, TX)
- 3 days ago
- Dallas, TX (15 miles from Coppell, TX)
- 3 days ago
Position Summary: The Senior Security Risk and Compliance Analyst is a highly respected, influential and in-demand role within the business. The position is responsible supporting the security...
Governance, Risk & Compliance Analyst, Specialist
- Dallas, TX (15 miles from Coppell, TX)
- 3 days ago
- Dallas, TX (15 miles from Coppell, TX)
- 3 days ago
Governance, Risk & Compliance Analyst, Specialist: Works with IT subdivisions and business units as the technical authority regarding security of application and systems software, equipment, and related...
Medical Necessity Coding Compliance Coordinator
- Dallas, TX (15 miles from Coppell, TX)
- 6 days ago
- Dallas, TX (15 miles from Coppell, TX)
- 6 days ago
Description Introduction Do you want to join an organization that invests in you as a Medical Necessity Compliance Coordinator? At Parallon, you come first. HCA Healthcare has committed up to 300...
Senior Regulatory Compliance Analyst
- Dallas, TX (15 miles from Coppell, TX)
- 6 days ago
- Dallas, TX (15 miles from Coppell, TX)
- 6 days ago
To get the best candidate experience, please consider applying for a maximum of 3 roles within 12 months to ensure you are not duplicating efforts. Job Category Global Affairs Job Details About...
Compliance Assurance Officer (VP) - Consumer Banking Operations
- Irving, TX (10 miles from Coppell, TX)
- 7 days ago
- Irving, TX (10 miles from Coppell, TX)
- 7 days ago
Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)s Assurance team responsible for assessing compliance risks and controls implemented by the first and...
GRC (Governance, Risk, Compliance) Analyst
- Plano, TX (15 miles from Coppell, TX)
- 10 days ago
- Plano, TX (15 miles from Coppell, TX)
- 10 days ago
GRC (Governance, Risk, Compliance) Analyst Experience in developing and maintaining IT Policies, procedures, and documentation to ensure alignment with GRC objectives and organization goals....
Compliance, PWM COMPLIANCE, Associate - Dallas
- Dallas, TX (15 miles from Coppell, TX)
- 13 days ago
- Dallas, TX (15 miles from Coppell, TX)
- 13 days ago
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance...
- Farmers Branch, TX (5 miles from Coppell, TX)
- 20 days ago
- Farmers Branch, TX (5 miles from Coppell, TX)
- 20 days ago
Bank Compliance Officer Job Category: Compliance Requisition Number: BANKC001040 Posting Details Psted: March 28, 2025 Full-Time Hybrid Locations Showing 1 location Farmers Branch, TX 75234, USA...
Compliance Associate (Hybrid in Dallas, TX)
- Dallas, TX (15 miles from Coppell, TX)
- 22 days ago
- Dallas, TX (15 miles from Coppell, TX)
- 22 days ago
The Compliance Associate will assist USPI, assigned supervisor, and region with execution of key compliance oversight activities. The USPI Compliance Associate will be responsible for the...
Compliance Administrator/Internal Control/ Audit (ICA)
- Dallas, TX (15 miles from Coppell, TX)
- 22 days ago
- Dallas, TX (15 miles from Coppell, TX)
- 22 days ago
Role Internal Auditor Location: Dallas, TX /Novi, MI / Los Angeles, CA Japanese Language is Mandatory for this Position. Responsibilities: Assist with planning and executing audit procedures...
- Dallas, TX (15 miles from Coppell, TX)
- 22 days ago
- Dallas, TX (15 miles from Coppell, TX)
- 22 days ago
M Financial Group is a community of leaders comprising the best and brightest minds in our industry. By combining individuals' expertise and skill, M Financial Group has become a powerful force...
- Dallas, TX (15 miles from Coppell, TX)
- 22 days ago
- Dallas, TX (15 miles from Coppell, TX)
- 22 days ago
HilltopSecurities is currently looking to hire a Core Compliance Associate. This role will report to the Compliance Manager and has a high level of autonomy, identifying, developing,...
- Dallas, TX (15 miles from Coppell, TX)
- 23 days ago
- Dallas, TX (15 miles from Coppell, TX)
- 23 days ago
Blockchain.com is the world's leading software platform for digital assets. Offering the largest production blockchain platform in the world, we share the passion to code, create, and ultimately...
Demographic Data for Coppell, TX
Moving to Coppell, TX? Find some basic demographic data about Coppell, TX below.
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Salary for Compliance Specialist Jobs in Coppell, TX
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Coppell, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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