Compliance Specialist Jobs in Houston, TX
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
We are seeking a Regulatory & Compliance Specialist responsible for assessing the impact of new FERC pronouncements and collaborating with Subject Matter Experts to successfully implement compliance...
As a member of Compliance & Quality Assurance, you will join an incredibly talented support department dedicated to regulatory compliance, process improvement, and internal controls to advance...
Why Work for Park Lawn? Service At every level, our dedicated team members display a strong work ethic and commitment to our core values, respect for the family, the profession, and the...
Information security and Data Privacy are at the core of Anywhere and your work efforts will help identify, protect, and govern sensitive data for our business areas as well as internal and...
Remote WorkInsight Global is seeking a Regulatory Compliance Specialist to sit 5 days a week onsite in Downtown, Houston. This is a direct hire salaried position....
Department: Office of Tech Trnsfr & Innova Salary: 65,300-74,300 Description: Under minimal supervision, analyzes rate of return, depreciation, working capital, investment, and financial and...
Regulatory Compliance Specialist - Cancer Clinical Trials
- Houston, TX
- 14 days ago
- Houston, TX
- 14 days ago
The Regulatory Compliance Specialist position maintains documentation for clinical research studies, case report forms and study and regulatory files....
As a Pipeline Regulatory Compliance Specialist supporting EPO, you will represent EPO in dealings with federal and state agencies....
Description Introduction Do you want to join an organization that invests in you as a Medical Necessity Compliance Coordinator? At Parallon, you come first. HCA Healthcare has committed up to 300...
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Primary Purpose: Develops, implements, and manages Wealth Management/Trust Compliance. Executes process improvements and effectively leads departmental changes. Ensures compliance with all...
Research businesses....
Product Stewardship & Regulatory Affairs Specialist
- Houston, TX
- 60+ days ago
- Houston, TX
- 60+ days ago
About AkzoNobel Since 1792, weve been supplying the innovative paints and coatings that help to color peoples lives and protect what matters most. Our world class portfolio of brands including...
The Sr Regulatory Compliance Specialist position maintains documentation for clinical research studies, case report forms and study and regulatory files....
Financial Compliance Specialist
- Pasadena, TX (10 miles from Houston, TX)
- 60+ days ago
- Pasadena, TX (10 miles from Houston, TX)
- 60+ days ago
Position Type: Central Office Support/ Financial Compliance Date Posted: 1/28/2025 Location: Finance Job Title: Financial Compliance Specialist Duty Days: 240 Pay Grade: E02 Salary Schedule...
Demographic Data for Houston, TX
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Salary for Compliance Specialist Jobs in Houston, TX
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Houston, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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