Compliance Specialist Jobs in Irving, TX
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Regulatory Affairs Specialist 3
- Addison, TX (11 miles from Irving, TX)
- 21 hours ago
- Addison, TX (11 miles from Irving, TX)
- 21 hours ago
Acumed LLC As a part of the global industrial organization Marmon Holdingswhich is backed by Berkshire Hathaway youll be doing things that matter, leading at every level, and winning a better way....
- Dallas, TX (8 miles from Irving, TX)
- 1 day ago
- Dallas, TX (8 miles from Irving, TX)
- 1 day ago
THE OPPORTUNITY Under the guidance of the Chief Compliance Officer and Compliance Director, the Compliance Associate is responsible for the coordination, ongoing development and administration of...
- Fort Worth, TX (22 miles from Irving, TX)
- 2 days ago
- Fort Worth, TX (22 miles from Irving, TX)
- 2 days ago
Senior Compliance Associate - Fort Worth, Texas - $120,000 - $135,000 plus bonus Hybrid-working with relocation package offered We're partnering with a leading global financial services firm to...
Staff Regulatory Affairs Specialist (Hybrid)
- Flower Mound, TX (17 miles from Irving, TX)
- 3 days ago
- Flower Mound, TX (17 miles from Irving, TX)
- 3 days ago
Work Flexibility: Hybrid We are currently seeking a Staff Regulatory Affairs Specialist to join our Communication Business Unit based Hybrid in Flower Mound, TX. What you will do As the Staff...
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- Plano, TX (20 miles from Irving, TX)
- 4 days ago
- Plano, TX (20 miles from Irving, TX)
- 4 days ago
Grow with us Location Plano Texas USA Ericsson is a world-leading global provider of high-performing hardware and software solutions and services to enable its customers to capture the full...
Compliance Auditor (Affordable Housing)
- Plano, TX (20 miles from Irving, TX)
- 7 days ago
- Plano, TX (20 miles from Irving, TX)
- 7 days ago
Compliance Auditor (Hybrid) | San Diego, CA 92123 Who We Are: Founded in 1975, CONAM Management operates in 10 states, across 26 key metropolitan markets, supporting over 60,000 apartment units of...
Asset & Wealth Management - Security Governance, Risk and Compliance - Analyst - Dallas
- Dallas, TX (8 miles from Irving, TX)
- 8 days ago
- Dallas, TX (8 miles from Irving, TX)
- 8 days ago
Security Governance, Risk and Compliance The Asset and Wealth Management Division includes Goldman Sachs Asset Management (AM), Private Wealth Management (PWM) and our Consumer business (Marcus by...
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Medical Necessity Compliance Coordinator
- Plano, TX (20 miles from Irving, TX)
- 13 days ago
- Plano, TX (20 miles from Irving, TX)
- 13 days ago
Description Introduction Do you want to join an organization that invests in you as a Medical Necessity Compliance Coordinator? At Parallon, you come first. HCA Healthcare has committed up to 300...
Compliance, Quality Assurance Compliance, Associate, Dallas / SLC
- Dallas, TX (8 miles from Irving, TX)
- 15 days ago
- Dallas, TX (8 miles from Irving, TX)
- 15 days ago
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance...
Data & Risk Compliance Analyst
- Plano, TX (20 miles from Irving, TX)
- 17 days ago
- Plano, TX (20 miles from Irving, TX)
- 17 days ago
Overview Who we are Collaborative. Respectful. A place to dream and do. These are just a few words that describe what life is like at Toyota. As one of the worlds most admired brands, Toyota is...
- Dallas, TX (8 miles from Irving, TX)
- 21 days ago
- Dallas, TX (8 miles from Irving, TX)
- 21 days ago
Who We Are Independent for 75 years, Milliman delivers market-leading services and solutions to clients worldwide. Today, we are helping companies take on some of the world’s most critical and...
Remote WorkGovernment Funding Compliance Consultant - Director
- Fort Worth, TX (22 miles from Irving, TX)
- 28 days ago
- Fort Worth, TX (22 miles from Irving, TX)
- 28 days ago
Industry/Sector Not Applicable Specialism Fraud, Investigations & Regulatory Enforcement (FIRE) Management Level Director Job Description & Summary At PwC, our people in risk and compliance focus...
Quality & Compliance Associate onsite in Irving, TX
- Dallas, TX (8 miles from Irving, TX)
- 30+ days ago
- Dallas, TX (8 miles from Irving, TX)
- 30+ days ago
Quality & Compliance Associate onsite in Irving, TX Quality & Compliance Associate onsite in Irving, TX Job ID 204578 Posted 04-Feb-2025 Service line GWS Segment Role type Full-time Areas of...
- Dallas, TX (8 miles from Irving, TX)
- 45+ days ago
- Dallas, TX (8 miles from Irving, TX)
- 45+ days ago
Company Description Company Overview Third Bridge is a market-leading investment research firm. We provide integrated solutions for the worlds top investors and business leaders to help them make...
Demographic Data for Irving, TX
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Compliance Specialist Online Courses and Training Opportunities
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Salary for Compliance Specialist Jobs in Irving, TX
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Irving, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Employment Law
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Balance Sheets
- Securities and Exchange Commission
- Federal Acquisitions Regulations (FAR)
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Lending
- Client Relationships
- Cost Accounting
- Financial Analysis
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Due Diligence
- Fraud Investigation
- Acquisitions
- Resolution
- Finance
- Change Management
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Implementation
- Decision Making
- Auditing
- Investigation
- Consulting
- Written Communication
- Collaboration
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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